- Equitable (Charlotte, NC)
- Broker Dealer Outsourcing and Oversight Analyst ( 250000NB ) **Primary Location** : UNITED STATES-NC-Charlotte **Other Locations** : UNITED STATES-Remote ... your potential? We are seeking a highly skilled and detail-oriented Broker Dealer Outsourcing and Oversight Analyst to join our team. This role is… more
- ADP (Florham Park, NJ)
- …Administrator plays a critical operational and support role within the broker - dealer 's compliance department. This position ensures accurate and timely ... Forward checks received by the firm to the designated broker - dealer lockbox. + Serve as the primary...as the primary liaison for financial account processing and oversight . + Review all brokerage account notifications submitted through… more