- SMBC (New York, NY)
- …as business is conducted and transactions are executed. **Role Objectives** The Broker Dealer Regulatory Governance Advisory Team within the CPAD Advisory Function ... compliance support across the Advisory Function with respect to broker -dealer-applicable regulatory engagements, support function coordination, governance and reporting.… more
- Jobleads-US (San Francisco, CA)
- …their interest in the position. The Role: We're hiring a Customer Success Lead to build and scale the infrastructure that powers every post-quote customer ... mitigation, service, and renewal Create templated communications across all customer and broker touchpoints - driving clarity, trust, and consistency Set and track… more
- SMBC (Jersey City, NJ)
- …to its employees. **Role Description** The Outside Business Activities and Contributions Lead will report to the Head of Employee Compliance with responsibility for ... business activities, private investments and political contributions program ("Program"). This leader will manage the Program across the Americas Division, serve as… more
- Post Holdings Inc. (St. Louis, MO)
- …at a corporate office. **Responsibilities** **POSITION SUMMARY** Regional Sales Manager to lead multiple broker representatives to achieve financial and share ... representatives on PCB brands and process where needed + Lead and influence broker negotiations with customers...skills in office applications (ie Excel, PowerPoint) + Proven leader in negotiation success + Proficient in the use… more
- BMS CAT (Wood Dale, IL)
- …performing individuals who work together to maintain BMS CAT as an industry leader . **Role Overview** Lead BMS?CAT's strategic growth in the insurance vertical ... Founded in 1948, BMS CAT has a long-standing reputation as a leader in the restoration industry. From initial clean-up to complete rebuilds, BMS CAT is there every… more
- Jobleads-US (Boston, MA)
- …personnel.Reporting to the Head of Distribution Compensation and Planning, this leader will ensure that incentive programs drive performance, align with company ... timeliness and efficiency with proper documentation and audit controls in place.This leader will have the expertise to combine strategic, analytical, big picture… more
- Home Depot (Atlanta, GA)
- …regarding Section 232 tariffs, AD/CVD, provisional duties, and PGA monitoring. Lead strategic planning with operations to ensure a best-in-class, compliance-driven ... program. + **Cross-Functional Project Leadership** Lead cross-functional projects to integrate systems and processes with...compliance PGA, and duty impact (WCO, WTO, ITC). + ** Broker Oversight and Trade Law Compliance** Review broker… more
- Principal Financial Group (Lake Oswego, OR)
- …new client accounts, managing account openings and asset movement requests with broker -dealer, and serving as a point of contact between financial professionals, ... applications. Manage account openings and asset movement requests with broker dealer. + Utilize industry technology, such as Salesforce...integrity, and customer focus have made us a trusted leader for more than 140 years! **Who You Are**… more
- Home Depot (Atlanta, GA)
- …internal compliance standards. The candidate must possess a US Customs License Broker (LCB) certification. This position is fully remote and will temporarily report ... the Transportation division. **Key Responsibilities:** + **Country of Origin Determination:** Lead the end-to-end process for analyzing and validating the country of… more
- Principal Financial Group (Minneapolis, MN)
- …growing advisor relationships. Accountable for achieving sales targets and managing broker dealer relationships within all channels covering our ETF's, Separately ... share. + May provide input on marketing, product development, shareholder/ broker communications and integration of campaigns with broker...integrity, and customer focus have made us a trusted leader for more than 140 years! **Who You Are**… more
