- DHL Express, Inc. (Jamaica, NY)
- …**Start YOUR career with DHL today ** As a **Sr. Import Compliance Manager ** you will implement and enforce DHL's Customs policies and procedures. DHL's continued ... success relies upon this role's ability to review , interpret and implement existing and new DHL policies....and BIS Relations **Skills and Qualifications:** + **Valid Customs Broker License required** + Typically requires Bachelor's or Master's… more
- Charles Schwab (Westlake, TX)
- … Broker -Dealer/Asset Management enterprise team is seeking an Internal Audit Manager . The Broker -Dealer/Asset Management team provides internal audit coverage ... middle and back office operational functions. Reporting to a Director of the Broker -Dealer/Asset Management enterprise team, the Internal Audit Manager will have… more
- Coinbase (Madison, WI)
- …will provide critical support to Coinbase Capital Markets ("CCM" a FINRA member broker -dealer) in meeting its regulatory obligations to assist the Product team in ... requirements):* * 7+ years experience working in a retail broker -dealer compliance team. * Comfortable working in a fast-paced...and engages in dynamic conversation. A human recruiter will review your interview responses, provided in the form of… more
- JPMorgan Chase (Los Angeles, CA)
- Join the Asset Managers & Broker Dealers Payments Sales team! As a Payments Sales Manager within the Financial Institutions Group - Asset Managers & Broker ... planning and demonstrated execution. + Comprehension of customer's industries ( broker dealers, market makers, exchanges/clearinghouse), business needs and potential… more
- Humana (Oklahoma City, OK)
- …and strategic part in the overall success of a team? If so, join Humana's Broker Relationship Manager team. Humana has an inclusive and diverse culture welcoming ... with multilingual skill sets to service our consumers. The Broker Relationship Manager (BRM) is responsible for...protection. Please be aware that applicants selected for leader review may be asked to provide their social security… more
- The Arc Oneida-Lewis Chapter (Utica, NY)
- …individuals with disabilities, invites you to step into the role of a Support Broker ! ABOUT THE ROLE: The Arc, Oneida-Lewis Chapter is seeking the addition of a ... Support Broker to our Development and Planning Department! In this...the Self-Direction Budget. Work with the individual, the care manager and planning team to identify and develop initial… more
- WTW (Tampa, FL)
- …gaps and recommend enhancements or replacement programs, present findings to the Project Manager . + File Broker of Record (BOR) letters with carriers and ... **Description** **Private Equity Commercial Insurance Broker ** This person is responsible for leading the...required. + Develop and lead market strategy and proposal review meetings with WTW team members to align with… more
- Charles Schwab (Westlake, TX)
- …Based on the results of audit testing, identify and draft audit observations for review by the Internal Audit Manager /Senior Manager (and above levels) ... of governance processes, risk management, and internal controls. The Broker Dealer Asset Management (BDAM) Audit Team is seeking...and data processing. Reporting to a Director or Senior Manager of the BDAM Application Controls team, the Senior… more
- AON (Chicago, IL)
- …Global Risk Consulting has an exciting career opportunity for an experienced Risk Manager . This position will be outsourced to Aon's client, a holding company and ... Chicago (Chicago Loop). Position Summary: As the Global Risk Manager primary responsibility is to assess and manage the...measure Clients' exposures to loss. + Work with the broker to assess the existing risk management program to… more
- T. Rowe Price (Owings Mills, MD)
- …of mutual funds, exchange traded funds, private placement agent activities, dealer/ manager of business development company, and introducing broker /dealer for ... to you . About this Position Reporting to the Broker /Dealer Chief Compliance Officer, the role is responsible for...across the firm including Legal and Compliance colleagues to review , interpret and implement new regulatory requirements as well… more