- FirstBank PR (San Juan, PR)
- BUSINESS UNIT COMPLIANCE OFFICER AUTO ADMINISTRATION SERVICES DEPT FIRSTBANK PR Our Company At FirstBank PR, we strive to be a trusted advisor to our clients ... are continuously surpassing our client's expectations A Brief Overview: The Business Unit Compliance Officer (BUCO) serves as the primary liaison between… more
- Banco Popular Puerto Rico (San Juan, PR)
- Date: Nov 24, 2025 Location: San Juan, PR Company: Popular Workplace Type: Hybrid Sr Business Unit Risk & Compliance Officer Job Type Full Time General ... assessment, and management of issues that could affect operational, compliance , reputational, or strategic risks-particularly within different business … more
- KeyBank (Charlotte, NC)
- …of federal regulations and second line of defense oversight to various lines of business . Additionally, the Compliance Officer will conduct compliance ... advice across all lines of business related to compliance . The Compliance Officer will perform oversight activities and assume responsibility… more
- Citigroup (O'Fallon, MO)
- Serves as a function/ business /product compliance risk officer for Independent Compliance Risk Management (ICRM) to support the **Citi Retail Services ... + Bachelor's degree + Advanced degree preferred **Job Family Group:** Compliance **Job Family:** Business Compliance Risk Management **Time Type:** Full time… more
- SMBC (New York, NY)
- …Audit findings or recommendations; + M&T findings or recommendations; and/or + Observations by Compliance officer or business staff member + Coordinate with ... range of compliance and regulatory issues and works hand-in-hand with business /function partners to advise on compliance matters, frequently in real time… more
- The Cigna Group (Bloomfield, CT)
- …and remediation for their respective business areas. The Dental & Vision Compliance Officer maintains robust knowledge of compliance requirements, issues ... Business Compliance Officers are the principal... Business Compliance Officers are the principal experts for regulatory... compliance + Develop, implement and oversee a business compliance program in alignment with the… more
- BMO Financial Group (Chicago, IL)
- …action plans, information and/or documentation + May act as the designated Primary Business Unit Compliance Officer (BUCO) and/or Anti-Money Laundering ... first line of defense (1st LOD) programs (eg, operational risk, AML, compliance , regulatory, etc.), including overseeing business operations within the… more
- University of Rochester (Rochester, NY)
- …and the application of ethical business practices. The Lead Contracting Compliance Officer will be responsible for developing, implementing, and monitoring ... Laser Energetics (LLE) is seeking a highly skilled and experienced Lead Contracting Compliance Officer . This individual will ensure LLE's full adherence to… more
- Vanguard (Malvern, PA)
- …compliance program for Vanguard's broker-dealer business . Working for the Chief Compliance Officer , this compliance leader, directly and through a ... business . In support of our innovative and highly regulated business lines, Vanguard's Compliance Department encounters a wide range of complex and compelling… more
- CIBC (New York, NY)
- …issues and material incidents of non- compliance to the relevant Global Markets business head, senior Compliance officer and, if appropriate, head of ... as detecting when violations do occur. Regulatory Supervision is a business role (not Compliance ) and is delegated the responsibility to supervise on behalf of… more