- US Bank (St. Paul, MN)
- …**Accelerate your career with us** US Bank is hiring multiple positions as a ** Business Line Regulatory Review Representative** to support our ... Flats; 2 days remote **Location** : West Side Flats Saint Paul, MN ** Business Line Regulatory Review Representative 6** **_Basic Qualifications_** +… more
- TD Bank (Cherry Hill, NJ)
- …presentation to Loan Review management and external presentation to Line of Business partners and Regulatory review + Aids and assists in the ... can provide you more specific details for this role. ** Line of Business :** Risk Management **Job Description:**...informed on credit products and structures, industry trends and regulatory changes + Produces workpapers documenting review … more
- Cardinal Health (Lincoln, NE)
- …post-approval success in obtaining the greatest market share possible. The Director, Business Development with Cardinal Health Regulatory Sciences is a ... **Position Summary** For nearly five decades, Cardinal Health Regulatory Sciences' industry-trained regulatory consultants have provided expertise and guidance… more
- US Bank (Charlotte, NC)
- …laws, regulations, financial services, and regulatory trends that impact their assigned line of business - Considerable understanding of the business ... excel at-all from Day One. **Job Description** SUMMARY The Business Line Risk Manager serves as the...exchange (FX), interest rate products and/or commodities and also regulatory expectations including reporting, sales practices and FX global… more
- Santander US (New York, NY)
- Advisory Compliance Officer - Fixed Income Business Line Compliance Country: United States of America **Your Journey Starts Here:** Santander is a global leader ... fixed income sales and trading businesses; monitor and identify regulatory trends and developments that may impact business...key stakeholders within the Bank (eg, Legal, Risk, First Line Control teams) and build credibility for the Compliance… more
- City National Bank (Charlotte, NC)
- …lead a team of risk professionals responsible for performing objective assessment over [ Line of Business or Support Function's] operational risk practices to ... requirements * Review and challenge 1LOD risk acceptances and new business initiatives * Provide advisory, oversight, and challenge over key operational risk… more
- Commerce Bank (Kansas City, MO)
- …compliance guidance regarding business line policies, procedures, and regulatory issues + Review and evaluate the effectiveness of operating procedures ... responses, and documentation to ensure policy was followed, advising line of business as necessary + Review external marketing material prior to issuance in… more
- Mizuho Corporate Bank (New York, NY)
- …policy, BCBS 239 expectations, and US supervisory standards. You will provide independent review and credible challenge of first- line DM and RR practices, ... framework. Key Responsibilities Independent Risk Oversight and Challenge : + Provide second- line oversight of both Data Management and Regulatory Reporting… more
- Citigroup (Charlotte, NC)
- The Finance Chief Risk Office ("FINCRO") organization is responsible for second- line oversight of regulatory capital management, including the measurement and ... and capital measurements includes both _ex-ante_ and _ex-post_ independent review and challenge of Citigroup's regulatory capital...there is extensive interaction with senior members of the Business , Line Risk, Legal and RCPG during… more
- M&T Bank (Buffalo, NY)
- …line of defense that provides comprehensive financial support to core Business Line (Commercial, Consumer, Wealth/Institutional Services, Support Units) by ... overseeing the business line finance responsibilities and serving as...realize targeted outcomes. **Primary Responsibilities:** + Builds a core business review that clearly states the strategic… more