- US Bank (St. Paul, MN)
- …you excel at-all from Day One. **Job Description** US Bank is hiring a **BL Regulatory Review Representative** to support our _Fiduciary Review Group (FRG) ... ensure flagged items/issues are resolved. As an individual contributor on the Fiduciary Review Group (FRG) Administrative Review Team, reviewer will: + Complete… more
- BlackRock (Boston, MA)
- **About this role** **Associate, Global Product Solutions ETF Regulatory Marketing Review ** **Location: Boston** **About this role** Elevate your career by ... degree + 3+ years compliance background with a broker-dealer, mutual fund, or ETF business with 1+ years advertising review experience. + Strong familiarity with… more
- Fifth Third Bank, NA (Cincinnati, OH)
- …Knowledge of the Securities industry and SEC / FINRA regulations is preferred. Front Line Business Controls - Third Party Management LOCATION -- Cincinnati, Ohio ... a career in banking at Fifth Third Bank. GENERAL FUNCTION: As first line of defense, provides business leadership related to identifying, assessing, mitigating… more
- US Bank (St. Louis, MO)
- …laws, regulations, financial services, and regulatory trends that impact their assigned line of business - Considerable understanding of the business ... excel at-all from Day One. **Job Description** SUMMARY The Business Line Risk Manager serves as the...exchange (FX), interest rate products and/or commodities and also regulatory expectations including reporting, sales practices and FX global… more
- Wells Fargo (Phoenix, AZ)
- …Management(CM)is a financial industry function that collaborates with and influences front- line business groups and functions through assessment and mitigation ... **: Wells** Fargo is seeking talent to join the Business Risk Control and Regulatory Oversight team...+ Participate in formal internship program and workshopinitiatives + Review various assignments to become familiar with policies and… more
- PNC (Pittsburgh, PA)
- …have an opportunity to contribute to the company's success. As a Sr. Business Analytics Consultant within PNC's Regulatory Reporting organization, housed within ... regulatory landscape while partnering with experienced technology partners and diverse line of business contacts within PNC. You will partner closely with… more
- Commerce Bank (Kansas City, MO)
- …compliance guidance regarding business line policies, procedures, and regulatory issues + Review and evaluate the effectiveness of operating procedures ... responses, and documentation to ensure policy was followed, advising line of business as necessary + Review external marketing material prior to issuance in… more
- CIBC (Chicago, IL)
- …contribute. To learn more about CIBC, please visit CIBC.com (https://www.cibc.com/en/about-cibc.html) The Business Line Risk Management (BLRM) - AML & Sanctions ... relationships and collaborate with stakeholders across the lines of business to operationalize regulatory change. + Assess...controls. Partner with control testing teams in the review and evaluation of test scripts and workpapers. +… more
- Kiewit (Oak Ridge, TN)
- …future of nuclear energy. Kiewit Nuclear Solutions is seeking a Nuclear Market Strategy Leader- Business Line Manager to spearhead our efforts in the DOE market. ... businesses within the assigned markets. + **Go/No-Go Discussions:** Coordinate with the Business Line Manager and operational personnel to conduct go/no-go… more
- Citigroup (Tampa, FL)
- …The SVP, Regulatory Capital Risk Sr. Lead Analyst manages independent review and challenge of regulatory capital treatment of exposures across Citi's ... Interpretation and Analysis Team), Finance, Technology, Accounting, Risk Architecture, Line Risk, Product Control, Capital Optimization, Regulatory Reporting… more
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