- US Bank (Milwaukee, WI)
- …closed-end funds and private funds. **Description:** This position within RSS will serve as the Business Line Testing Team Manager and oversees and ... manages the Business Line Testing Team . This position is responsible for: + Oversight of Business Line Testing Program, including assisting … more
- Capital One (Plano, TX)
- Manager, Compliance Second Line Testing - Auto Finance The Compliance Testing Manager performs a key second line of defense role, to help ensure ... timely, technically accurate, and reasonable + Reviewing work of Testing Team + Demonstrating strong problem-solving and...the need for improved data sourcing and partner with business to develop improved data sources + Manage data… more
- Mizuho Corporate Bank (New York, NY)
- …Testing (ICT) AVP: Business Risk and Control (BRC) is a 1st line of defense Operational Risk team responsible for identifying, assessing, monitoring, and ... and legal entities across Mizuho US Operations (MUSO). The Business Risk and Control team collaborates with...a first line , risk based Internal Controls Testing (ICT) Program. As Business Risk and… more
- Fifth Third Bank, NA (Cincinnati, OH)
- …visible position will work as part of a team that works across the line of business or function to ensure transparency and understanding of operating issues, ... on severity. Actively participates in issue remediation. + Builds testing for processes for applicable LOB or Function. +...industry and SEC / FINRA regulations is preferred. Front Line Business Controls - Third Party Management… more
- CIBC (Chicago, IL)
- …contribute. To learn more about CIBC, please visit CIBC.com (https://www.cibc.com/en/about-cibc.html) The Business Line Risk Management (BLRM) - AML & Sanctions ... into business procedures and provide product-specific training to frontline team members to enable timely identification and escalation of unusual activity. +… more
- Mizuho Corporate Bank (New York, NY)
- … Control Officer is a member of a centralized first line control team within BRC that supports business lines and corporate functions with control activities ... About the Team : Business Risk & Control The ...Officer reports directly to BRC, with an additional reporting line to the relevant business line… more
- TD Bank (New York, NY)
- …culture and comprehensive approach to managing regulatory compliance risk. This Director - Compliance Testing Team Lead role is a newly created role on the Core ... York, New York, United States of America **Hours:** 40 ** Line of Business :** Compliance **Pay Detail:** $180,000...Compliance Testers as part of the wider Monitoring and Testing Team . The Director - Compliance … more
- Citizens (Johnston, RI)
- …Analyze results that summarizes key issues and recommended actions to present findings for business line management. + Participate in the Risk and Control Self ... to work within established timelines to deliver control self testing and key risk indicator monitoring, which are critical...creation and validation of process maps which reflect key business line processes and related controls. Based… more
- BMO Financial Group (Chicago, IL)
- … business processes, underwriting and portfolio monitoring. Leads and manages testing team . Develops and maintains an effective internal operational control ... ensuring consistent, high quality practices/work and the achievement of business results. + Creates and maintains adequate testing...Bank. + Provides clear communication and leadership for the testing team and cascade to different levels.… more
- Santander US (Dallas, TX)
- …control environment, will also ensures the Business Control & Risk Management team (s) effectively execute business line risk assessments and proactively ... identify emerging and material risks that may change the line of business (es) risk profile. The individual...forums, and regulatory stakeholders. * Lead and develop a team of testing professionals, fostering a culture… more