• Senior Compliance Officer - Broker Dealer…

    Marex (New York, NY)
    …Plan in line with below responsibilities: + Provide Compliance Advisory services to broker -dealer business lines. + Complete or assist in completing broker ... related regulatory inquiries and/or examinations. + Complete or assist in completing broker -dealer guidance, related to business change proposals, for management… more
    Marex (05/31/25)
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  • Broker Compensation Representative

    UNUM (Chattanooga, TN)
    …and field/home office partners to achieve common goals/objectives including enriching broker relationships and servicing new and existing business . Services ... cover any broker inquiry type for every line of Unum business (contracting through payment of commissions). Communication will be facilitated through different… more
    UNUM (08/01/25)
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  • Mortgage Loan Officer

    NVR (Wilmington, NC)
    …knowledgeable on all available loan programs offered by NVRM, as well as broker offerings, to compete with lenders to earn each customer's business + ... Mortgage Loan Officer Job Category Mortgage / Title Market...team, we'd love to talk to you! As a Loan Officer for NVR Mortgage, you will work directly… more
    NVR (07/25/25)
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  • Loan Processor

    NVR (Voorhees, NJ)
    …mortgages to our customers, and provide corporate support to NVR's multi-billion dollar business operations. As a Loan Processor, your customer service acumen ... Loan Processor Job Category Mortgage / Title Market... programs and guidelines as well as company approved Broker options Qualifications + Excellent customer service skills +… more
    NVR (07/03/25)
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  • Account Executive, TPO

    Carrington (Albany, NY)
    …maintaining broker /seller relationships to sell wholesale and correspondent mortgage loan products. Calls on potential or existing brokers/sellers as assigned to ... develop new business or retain existing business . Acts as liaison between brokers/sellers and loan...broker /seller relationship and ensure a steady flow of loan applications and purchases for existing and newly approved… more
    Carrington (07/23/25)
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  • Senior Trade Support Specialist, Vice President

    MUFG (New York, NY)
    …securities processing, vendor management, and settlement processes within the broker -dealer environment. The ideal candidate will possess a comprehensive ... understanding of a wide range of Broker /Dealer products and systems, including Broadridge BPS, ICI, COGNOS, DTCC - MUSA, FICC, Postedge, IHS Markit WSO, GLOSS,… more
    MUFG (07/30/25)
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  • Manager, Investment Services

    Atria Wealth Solutions (Dublin, CA)
    …to execute and measure the plans following the credit union and the broker dealer's guidelines. Responsibilities + Develop each employee to their highest potential ... Credit Union compliance training and those mandated by the broker -dealer. + Serve as a liaison between Patelco Financial...expenditures. + Assist in planning, implementing, and evaluating a business plan for the Investment Group. + Plan, implement… more
    Atria Wealth Solutions (05/15/25)
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  • Sales Engineer II, Ten-X - Irvine

    CoStar Realty Information, Inc. (Orange County, CA)
    …our customers. We've continually refined, transformed, and perfected our approach to our business , creating a language that has become standard in our industry, for ... due diligence is available to buyers, and support the broker 's buyer engagement as needed to sell the property...auction. As a Ten-X Sales Engineer, you will drive business growth by understanding customer needs, providing solutions and… more
    CoStar Realty Information, Inc. (08/02/25)
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  • Frontline Remote Mortgage Underwriter

    TEKsystems (Dallas, TX)
    Description + Seeking experienced Mortgage Underwriters to join our team and support loan processing for broker clients. This role plays a critical part in ... Loan Underwriting: Review and assess files submitted by broker clients, ensuring compliance with FHA, VA, and conventional...and TEKsystems Global Services We're a leading provider of business and technology services. We accelerate business more
    TEKsystems (08/02/25)
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  • Practice Acquisition & Recruiting Due Diligence…

    Thrivent Financial (Minneapolis, MN)
    …direct the Due Diligence process for all product lines, assessing potential business portfolios for asset portability. Exhibit and uphold a thorough understanding of ... products, processes, and capabilities relevant to broker dealers and Registered Investment Advisors (RIAs). Stay updated...our capabilities and processes. Serve as a connector among business leaders to collect insights and share best practices.… more
    Thrivent Financial (07/29/25)
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