- HSBC (Buffalo, NY)
- …the control testing team and ensuring compliance with the CCO Control Testing Methodology + Participate in the professional development of ... the planet we all share. The purpose of the Control Testing Senior Manager is...and review work + Providing expertise and guidance on control testing across CCO and… more
- PNC (Wilmington, DE)
- …risk assessment, monitoring and testing activities. In this role, the Deputy Chief Compliance Officer will be responsible for working closely with ... to contribute to the company's success. As the Deputy Chief Compliance Officer within PNC's...oversee the business in efforts designed to close identified compliance gaps; and (3) formulate monitoring and testing… more
- Scotiabank (New York, NY)
- …Dealer, Scotia Capital USA ("SCUSA") Futures Commission Merchant ("FCM"), and Security-Based Swap Dealer Chief Compliance Officer in: + the business as usual ... Senior Manager , Swap Dealer and Derivatives Compliance ...the Compliance function. + Coordinate with central compliance groups, including Testing and Surveillance, to… more
- TD Bank (Fort Lauderdale, FL)
- …monitoring plan meetings. The Deputy supports the US Head of Compliance Programs and Chief Compliance Officer ( CCO ) in ensuring the Bank's ... and Experience below as you consider this opportunity.** **Job Summary:** The Senior Manager , Compliance Governance & Operations leads, develops and oversees a… more
- Scotiabank (New York, NY)
- Compliance Testing Senior Manager ,... testing is adequately designed to identify potential control gaps and non- compliance with laws and ... future! **Purpose** Contributes to the overall success of GBM&T Compliance Testing team and Swap Dealer and... Testing , Director of Swap Dealer and Derivatives Compliance Operations & Swap Dealer CCO . +… more
- Microsoft Corporation (Redmond, WA)
- …Information and Security Officers (CIO and CISO) and the Chief Risk and Compliance Officers (CRO and CCO ) to govern, protect, and manage data more ... managed, globally available, serverless platform for building security, governance, compliance , and privacy applications quickly, cost-effectively, and at unlimited… more
- Army National Guard Units (Helena, MT)
- …serviceability of Army containers. Inspects container and submits maintenance report to the Container Control Officer ( CCO ) for entry into the Army Container ... please see your MTNG Retention Office/Military Personnel Incentive Program Manager for details. Selecting Official: CPT Warhank Responsibilities This position… more
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