- Raymond James Financial, Inc. (New York, NY)
- **Job Summary** Operating with a high level of autonomy, the Capital Markets Chief Compliance Officer will lead and oversee the design, implementation, ... a key member of the RJF Compliance Senior Leadership Team, the Capital Markets Chief Compliance Officer will collaborate with senior business leaders… more
- Huntington National Bank (Columbus, OH)
- …business. The successful candidate will have knowledge of investment banking and capital markets compliance requirements including relevant FINRA, SEC, ... Description The Huntington Capital Markets Enterprise Compliance ...Qualifications: + Bachelor's degree + Experience as broker dealer Chief Compliance Officer or lead compliance… more
- Capital One (New York, NY)
- Head of Product, Commercial Bank Capital Markets ** Capital Markets | Head of Product | Senior Director** The Capital Markets Group is a high ... and customer derivatives. As the Head of Product for Capital Markets you will be responsible for...business. + Establish the vision, roadmap, and execution of capital market platform and technology solutions based… more
- Manulife (New York, NY)
- …Based in New York City or Boston, the role of Chief Compliance Officer-Manulife Investment Management Private Markets Registered Funds and CQS (US), LLC ... "RICs"). The RICs currently invest in privately originated middle market senior loans and US commercial mortgage real estate...Addition to reporting to the Global Chief Compliance Officer-Manulife Investment Management Private Markets and… more
- Manulife (New York, NY)
- …Based in New York City or Boston, the role of Chief Compliance Officer-Manulife Investment Management Private Markets Registered Funds and CQS (US), LLC ... "RICs"). The RICs currently invest in privately originated middle market senior loans and US commercial mortgage real estate...Addition to reporting to the Global Chief Compliance Officer-Manulife Investment Management Private Markets and… more
- Bank of America (New York, NY)
- Enterprise Financial Risk Capital Markets Risk Sr. Specialist Charlotte, North Carolina;Jersey City, New Jersey; New York, New York **To proceed with your ... baseline economic scenarios, as well as during times of market and idiosyncratic stress. **Department Overview:** Enterprise Capital...capital rules and application of the rules and capital markets product knowledge a plus **Skills:**… more
- Emory Healthcare/Emory University (Atlanta, GA)
- …physician leader with a strong clinical and academic foundation to serve as Division Chief , Endocrinology. The Division Chief will serve as the primary physician ... leadership and oversight for quality, safety, and clinical operations. The Division Chief will guide the design of care delivery while advancing care consistency,… more
- Emory Healthcare/Emory University (Atlanta, GA)
- …physician leader with a strong clinical and academic foundation to serve as Division Chief , Nephrology. The Division Chief will serve as the primary physician ... guidelines and mutual accountability. As the leader of the Division, the Chief will be responsible for clinical program development, faculty recruitment, workforce… more
- Access Dubuque (Dubuque, IA)
- President & Chief Executive Officer **Greater Dubuque Development Corporation** 1 Positions ID: 80989 Posted On 09/08/2025 **Job Overview** Greater Dubuque ... a dynamic leader to become its next President & Chief Executive Officer ("CEO"). The new CEO will work...are in place to manage activities effectively and ensure compliance with applicable policy, requirements, laws, and regulations. *… more
- Wells Fargo (Charlotte, NC)
- …CIB. We are comprised of multiple functions delivering a comprehensive suite of capital markets , banking, and financial products and services to employees and ... risk. + ** Chief Administrative Office (CAO) & International COO:** Drives Market Conduct & Supervision Program, strengthening the CIB Front Line Conduct and … more
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