- TD Bank (New York, NY)
- …for ADA purposes. **Who We Are** TD Securities offers a wide range of capital markets products and services to corporate, government, and institutional clients ... the impact and advise the business on current and emerging regulatory and compliance issues and industry or market developments to ensure that anticipated… more
- First Horizon Bank (Jonesboro, AR)
- …private banking, consumer, small business, wealth and trust management, retail brokerage, capital markets , fixed income, and mortgage banking services. First ... and overseeing an organization's privacy policies and procedures to ensure compliance with data privacy laws and regulations, by monitoring data collection,… more
- Louisiana Department of State Civil Service (LA)
- …on safety and soundness and compliance with laws and regulations. Examination procedures may include analysis of capital , asset quality, earnings, liquidity, ... of stockholder's equity such as common stock, preferred stock, capital surplus, retained earnings, and subordinated debt to determine...type N/A. 04 Do you have any prior audit, examination , or compliance experience specifically related to… more
- SMBC (Jersey City, NJ)
- …include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets , Inc., SMBC MANUBANK, JRI America, Inc., SMBC Leasing and ... Mexico, Brazil, Chile, Colombia, and Peru. Backed by the capital strength of SMBC Group and the value of...(especially AML, BSA and OFAC). + Expert-level knowledge of market practices related to compliance operations. +… more
- City and County of San Francisco (San Francisco, CA)
- …practices. In accordance with the annual investment plan, the investment team deploys capital with the objectives of enhancing the structure and diversity of the ... excluded by the Charter from the competitive Civil Service Examination process and shall serve at the discretion of...("APM") of Real Assets, the Managing Director of Private Markets , and the CIO, the IO and the Real… more
- SMBC (Jersey City, NJ)
- …include Sumitomo Mitsui Banking Corp. (SMBC), SMBC Nikko Securities America, Inc., SMBC Capital Markets , Inc., SMBC MANUBANK, JRI America, Inc., SMBC Leasing and ... Mexico, Brazil, Chile, Colombia, and Peru. Backed by the capital strength of SMBC Group and the value of...clients. It connects a diverse client base to local markets and the organization's extensive global network. The Group's… more
- Silicon Valley Power (Santa Clara, CA)
- …term strategic and operational plans, monitor related legislation, regulations, reporting and compliance and serve as the liaison to various stakeholder groups. The ... procurement strategies aligned with our business objectives and evolving energy market dynamics. + _Financial Modeling:_ Utilize production cost modeling to forecast… more
- Fifth Third Bank, NA (Rosemont, IL)
- …and investment bankers. + Leverages extensive knowledge of asset-based lending and capital markets activity to provide guidance on and effectively work ... education and experience. + Extensive knowledge of asset-based lending, private equity, capital markets , merger and acquisition structures, and experience with… more
- City of Thornton (Thornton, CO)
- …surface use, easements, and leases; divesting of property; and assisting with Capital Improvement Projects. You will join a team of high performing professionals, ... mineral rights, property for utility facilities, and property for Capital Improvement Projects. ESSENTIAL FUNCTIONS (Essential functions, as defined under… more
- UL, LLC (Brea, CA)
- …planning. + Align resources and capabilities with customer needs. + Support capital investments and M&A activities. Plans Examination and Technical Oversight ... reviews, while driving strategic growth in the US modular access market . The position combines business development, technical oversight, and operational leadership… more