- HUB International (New York, NY)
- … (RPW) SEC registered investment advisor and limited purpose FINRA Broker-Dealer: The Deputy Chief Compliance and Risk Officer , will be a highly visible, ... senior leadership position, reporting directly into the Global/Executive Chief Compliance and Risk Officer , working closely with RPW senior leadership to… more
- First Horizon Bank (Brentwood, TN)
- …Miami, FL; New Orleans, LA; Dallas, TX; Charlotte, NC; Houston, TX **SUMMARY** The Chief Investment Officer is responsible for leadership and oversight of all ... * Host the First Friday Update Economic and Market Review meeting with Wealth Management associates. * Serve as lead speaker for Quarterly Conversation virtual… more
- JPMorgan Chase (New York, NY)
- …VP, you will join a growing and innovative Equity Portfolio Management team within Wealth Management's Chief Investment Officer Team (Private Bank CIO Team), ... including Investment Banking, Commercial Banking, Treasury & Securities Services, Asset & Wealth Management, Retail Financial Services and Card Services. The Global … more
- Raymond James Financial, Inc. (New York, NY)
- …including executive management of the Private Client Group (PCG), the firm's wealth management unit, and Asset Management divisions, serving as a strategic and ... essential risk context. . Reports risk-related data including risk exposure, compliance to risk policies, and effectiveness of current risk management strategies… more
- HUB International (Chicago, IL)
- …Retirement & Private Wealth (RPW) lines of business. The National Chief Cross-Sell Officer thrives working in an entrepreneurial environment. Working closely ... due to our industry leading success in mergers and acquisitions. **SUMMARY** The **National Chief Cross-Sell Officer ** plays a vital role in the growth of our… more
- Huntington National Bank (Columbus, OH)
- …Audit, and Legal. Basic Qualifications: + Bachelor's degree + Experience as broker dealer Chief Compliance Officer or lead compliance director for ... activities. + Oversight and Governance of OCC Rules specific to the Wealth Management Compliance Program with a focus on Regulation 9 and RNDIP Programs. +… more
- City National Bank (New York, NY)
- * CHIEF FIDUCIARY OFFICER WM* *WHAT IS THE OPPORTUNITY?* The Chief Fiduciary Officer provides strategic direction and oversight for the bank's trust and ... trust and estate administration, fiduciary risk management, and regulatory compliance within a bank or wealth management firm. * Minimum 5 years of experience in… more
- US Bank (Milwaukee, WI)
- …directed trustee, trusteed IRA, ERISA trustee, administrative agency, and trust reporting. The WCIB Chief Fiduciary Officer is a named officer for each of ... and all of its affiliated entities, including its registered investment advisors. The WCIB Chief Fiduciary Officer will manage a team of risk professionals and… more
- Benco Dental (Pittston, PA)
- Chief Information Officer (Distribution) Location: Pittston, PA Business Unit: Information Technology START YOUR APPLICATION ... (https://apply.hrmdirect.com/resumedirect/ApplyOnline/Apply.aspx?req\_id=3461851&source=3461851-CJB-0) Position Title: Chief Information Officer (CIO) Reporting To: Managing… more
- HUB International (Chicago, IL)
- …in mergers and acquisitions. HUB International is seeking an experienced and strategic ** Chief Accounting Officer (CAO)** to lead all aspects of its accounting ... insurance, employee benefits, risk services, personal insurance, retirement, and private wealth management products and services. With over $5 billion in revenue… more
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