- Citigroup (Tampa, FL)
- The current opening is for a candidate to join the CRO team of Citi 's US Broker Dealer legal entity. The objective of the role is to support the CRO ... across various aspects in managing the US Broker Dealer and its...Management **Time Type:** Full time **Primary Location:** Tampa Florida United States **Primary Location Full Time Salary… more
- Citigroup (Tampa, FL)
- …coordination of the day-to-day activities of the complaint intake function for Citi 's broker - dealer , Citigroup Global Markets ("CGMI"); assistance with ... of verbal and written client complaints for the retail broker dealer /RIA and insurance agency business. This...Family:** Business Control **Time Type:** **Primary Location:** Tampa Florida United States **Primary Location Full Time Salary… more
- Citigroup (Getzville, NY)
- …manages the liquidity, capital, and balance sheet for US Bank Chain Entities, US and Consolidated Broker Dealer Entities, and Hold Co. Entities. They ... Bank Chain Entity Treasury, Holding Company Treasury, and Broker Dealer Treasury. This role will report...**Time Type:** Full time **Primary Location:** Getzville New York United States **Primary Location Full Time Salary… more
- Citigroup (Getzville, NY)
- …and funding flows including closely coordinated positioning requirements of Bank and Broker Dealer businesses. * Global legal vehicle re-structuring initiatives ... **Team context** The US Holding Company Treasury engages in a wide...**Time Type:** Full time **Primary Location:** Getzville New York United States **Primary Location Full Time Salary… more
- Citigroup (New York, NY)
- …for trading, quantitative analytics, and will maintain strong relationships with broker dealer partners while collaborating with portfolio managers and ... Citi Investment Management (CIM) is a group within...Type:** Full time **Primary Location:** New York New York United States **Primary Location Full Time Salary… more
- Citigroup (New York, NY)
- …will play a leading role in helping the business navigate regulatory landscape for a US broker dealer entity, advice on platform and product structures. ... fail to maintain these standards **Qualifications:** + Knowledge of US margin regulation and customer protection laws (such as...Type:** Full time **Primary Location:** New York New York United States **Primary Location Full Time Salary… more
- OTC Markets Group Inc (New York, NY)
- …SEC regulated ATS, operated by OTC Link LLC, a FINRA and SEC registered broker - dealer , member SIPC. Applicants have rights under the federal law: Equal ... Full Time OTC Markets Group Inc., operator of premier US financial marketplaces, is seeking a Senior Trading System...+ Class Pass Partnership (Fitness & Wellness Programs) + Citi Bike Membership Program + Mondays - Breakfast Bagels… more
- OTC Markets Group Inc (New York, NY)
- …SEC regulated ATS, operated by OTC Link LLC, a FINRA and SEC registered broker - dealer , member SIPC. Applicants have rights under the federal law: Equal ... Full Time OTC Markets Group Inc., operator of premier US financial marketplaces, is looking for an experienced Public...+ Class Pass Partnership (Fitness & Wellness Programs) + Citi Bike Membership Program + Mondays - Breakfast Bagels… more