- Citigroup (San Antonio, TX)
- …Regulatory breaks. + Has the ability to operate with a limited level of direct supervision . + Can exercise independence of judgement and autonomy. + Acts as SME to ... senior stakeholders and /or other team members. + Appropriately assess risk when business decisions are made, demonstrating particular consideration for the firm's reputation and safeguarding Citigroup, its clients and assets, by driving compliance with… more
- Raymond James Financial, Inc. (Memphis, TN)
- **Job Description** **Job Summary:** Senior Manager of E-comm Supervision will manage a supervisory team responsible for the oversight of Electronic ... and/or certification, to provide management of the Electronic Communications Supervision program. The leader must have strong problem-solving and decision-making… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …Summary & Responsibilities:** The Manager, Director of Conflicts of Interest ("COI") Supervision will manage a supervisory team responsible for oversight of ... Raymond James policies and procedures. The Manager of COI Supervision reports directly to the Director of COI ...of approval/review for policy or process escalations that require supervisory management sign off. + Collaborate with senior members… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- **Job Description** **Job Summary:** The Senior Advisor, Money Movement Supervision will administer and analyze various supervision reviews to detect trends and ... Standing LOA, and Periodic Payment setups for Branch Manager client accounts. Reports findings and manages concerns in a...and responds to emails received in the Money Movement Supervision inbox. + Interfaces with regional management associates to… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …research, and resolve problems. **Essential Duties and Responsibilities:** + Conducts supervision review of communications, through the use of various reports and ... systems. + Interfaces with divisional leadership to inform them of any supervisory concerns that may arise with branch office managers/FAs and works together with… more
- Rowan University (Glassboro, NJ)
- …and Responsibilities: + Leadership & Mentoring: + + Provides leadership, expert guidance, supervision and oversight for the client service team. + Develops and ... and patient care throughout the hospital. + Establishes daily workflow for client service team to create...Training Programs or Certifications. + Three (3) years of Supervisory or Management experience with direct reports. + Two… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …social media and e-mail review teams. Associates on the Social Media Supervision Review team analyze various social media communication reviews and content to ... review. * Communicates with associates to inform them of any social media supervisory concerns and resolves any disputes that may arise. * Monitors and keeps… more
- Raymond James Financial, Inc. (NY)
- **Job Description** **Job Summary:** Under limited supervision , the Senior Advisor uses extensive knowledge and skills obtained through education, experience, ... platform sales management associates to inform them of any supervisory concerns that may arise with branch office managers...to resolve any conflicts that may arise related to client accounts of the financial advisors. * Monitors and… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …apply to the onboarding process. * Interfaces with specific business platforms and supervision associates to inform them of any supervisory concerns that may ... orientation to ensure the regulatory liability is limited, without impairing workflow . * Utilizing business-appropriate phone manners. **Ability to** * Organize,… more
- TD Bank (Marlton, NJ)
- …for this role. **Line of Business:** TD Wealth **Job Description:** The Client Support Supervisor serves two primary functions, they coordinate communication with ... wealth management business (including, but not limited to, distribution, supervision , product, operations, legal, compliance, technology) in designing and… more