- PrincePerelson & Associates (Salt Lake City, UT)
- ** Compliance Analyst - Employee Trading Oversight - Entry Level** SLC, UT (In-Office) - Relocation required without relocation assistance $47-56/year ... Join our client's Global Compliance team as a ** Compliance Analyst - Employee Trading Oversight** . Dive into monitoring employee trading… more
- NextEra Energy (Juno Beach, FL)
- ** Trading Risk Analyst ** **Date:** Oct 1, 2025 **Location(s):** Juno Beach, FL, US, 33408 **Company:** NextEra Energy **Requisition ID:** 89406 NextEra Energy ... into building a first-class risk function. The Market Risk Analyst reports to the Director, Head of Market Risk...members. Clickto learn more. ** Employee Group:** Exempt ** Employee Type:** Full Time **Job Category:** Energy Trading… more
- Citigroup (New York, NY)
- The Algorithmic Trading Quant team is part of the Citi ICG Markets and is responsible for the research, design, implementation and maintenance of Equities Execution ... Algorithms and related Trading Products offered to...team, Product, Technology teams, Risk & Control team, Legal, Compliance & Audit in order to ensure appropriate governance… more
- Citigroup (New York, NY)
- The Applications Development Senior Programmer Analyst is an intermediate level position responsible for participation in the establishment and implementation of new ... firm's reputation and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying… more
- Citigroup (New York, NY)
- The Applications Development Technology Lead Analyst is a senior level position responsible for establishing and implementing new or revised application systems and ... firm's reputation and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying… more
- Citigroup (New Castle, DE)
- The Loan Doc & Proc Assoc Analyst is a developing professional role. This role identifies policy and applies specialty knowledge in monitoring and assessing ... firm's reputation and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying… more
- TD Bank (New York, NY)
- …the programs and frameworks required to satisfy regulatory obligations and manage employee conduct and behaviors to ensure compliance . GMS maintains strong ... of Supervisory programs, policies and procedures to manage global markets sales, trading and origination activities is a core competency. The Director Trading… more
- BP Americas, Inc. (Chicago, IL)
- …or gas/power/LNG markets. + Analytical knowledge, ideally with direct application to a trading business (ie as a fundamentals analyst , data scientist, structurer ... for bp, with a focus on Front Office development in bp's the Supply, Trading and Shipping division - including but not exclusively trading , origination and… more
- Wellington (Boston, MA)
- … Compliance Analyst will support Wellington Management's global investment & trading compliance program, focusing primarily on compliance support to ... as well as investment and trading personnel. Responsibilities The Senior Compliance Analyst 's primary responsibilities will include the following + Providing… more
- T. Rowe Price (Baltimore, MD)
- …River (CRD), and supports client reporting on these restrictions. The Investment Compliance Analyst collaborates with, and provides information to a diverse ... with Trading /IBOR/OMS systems, specifically with knowledge of Charles River Compliance System (CRD) or comparable compliance platform such as Aladdin… more