- TD Bank (Charlotte, NC)
- …judgment regarding responsiveness and appropriateness.** **In this position, the** ** Compliance Audit and Exam Manager ** **will lead assigned audits and ... identify potential concerns, and escalate as necessary. The Compliance Audit & Exam Manager will prepare regular stakeholder communication, provide input… more
- CVS Health (Scottsdale, AZ)
- …and their contracted auditing organizations. As a Manager , PBM Market Conduct Exam Support within Corporate Compliance , you will: + Support the internal CVS ... as influential support member assisting the CVS Health Corporate Compliance Market Conduct Exam team with ...+ Assist in the identification, prioritization, and completion of exam / audit deliverables. + Aid in the improvement… more
- CVS Health (Scottsdale, AZ)
- …their contracted auditing organizations. As a Senior Manager , PBM Market Conduct Exam Support within Corporate Compliance , you will: + Work with the internal ... act as influential member assisting the CVS Health Corporate Compliance Market Conduct Exam team with ...+ Assist in the identification, prioritization, and completion of exam / audit deliverables. + Improve CVS Health's PBM… more
- American Express (Phoenix, AZ)
- …and technologies. **About the Role:** Our Internal Audit group is seeking an Audit Manager to assess compliance , operational, data, and technology risks, ... (eg, Certified Public Accountant (CPA), Certified Internal Auditor (CIA), Certified Regulatory Compliance Manager (CRCM)). + Interest and/or experience with data… more
- Bank of America (New York, NY)
- Global Payments Solutions - Audit and Regulatory Business Control Manager New York, New York;Chicago, Illinois; Charlotte, North Carolina; Atlanta, Georgia **To ... be at least 18 years of age.** Acknowledge (https://ghr.wd1.myworkdayjobs.com/Lateral-US/job/New-York/Global-Payments-Solutions Audit -and-Regulatory-Business-Control- Manager \_25029267) **Job Description:** At Bank of America,… more
- First Horizon Bank (Lafayette, LA)
- …improvement. + Develop and maintain robust records of CRA-related activity for internal audit and exam readiness. + Draft and deliver comprehensive annual ... On site at location listed in job posting. **Key Responsibilities** **_CRA Exam Management & Regulatory Preparedness_** **:** + Coordinate and manage all aspects… more
- TD Bank (Wilmington, DE)
- … readiness. + Experience building strong relationships with internal partners, including Compliance , Operational Risk Management, Audit and business leadership + ... of Business:** Business Management, Strategy & Support **Job Description:** The Senior Manager Business Management Lead oversees and leads a large and/or highly… more
- TD Bank (Charlotte, NC)
- …(AVP) and responsible for overseeing compliance business operations including managing audit and exam responses, budget and hiring, process improvement, and ... Overview:** We are seeking an experienced and proactive Senior Manager to lead program operations for Compliance ...on progress to Compliance leadership.** + **Maintain audit / exam log and coordinate … more
- Capital One (Plano, TX)
- …or 5+ years of experience in legal, or 5+ years of experience with audit -CRCM (Certified Regulatory Compliance Manager ) certification, or ACAMS (Association ... AML Compliance Advisory Manager The AML (Anti...the AML program. -Evaluate Internal Audit , Regulatory Exam , and self-identified issues and events for compliance… more
- Capital One (Plano, TX)
- Manager , Compliance The Compliance ...accuracy and adherence to test procedures + Review Internal Audit , Regulatory Exam , and self identified issues ... within the Compliance Management Program framework, the Compliance Advisor Manager is responsible for delivering...experience + At least 5 years of experience in compliance , legal, audit , or risk management Preferred… more