- American Express (New York, NY)
- …focused on driving GMNS process excellence, Legal Entity Governance, 1LOD Compliance , Data Governance and managing large risk-related initiatives for GMNS. **How ... partners across numerous business units, functional areas, and geographies. **The Manager will:** * Advise on execution plans for operational risk management… more
- Williams Adley (Washington, DC)
- …the Senior Associate oversees the Associate's work and communicates findings to the Audit Manager or Supervisor. The following are representative, but not ... team. The Opportunity: The Senior Associate is responsible for performing detailed audit procedures and documenting results in well-organized audit workpapers.… more
- Capital One (New York, NY)
- …other reviews of the AML program. + Evaluate Internal Audit , Regulatory Exam , and self-identified issues and events for compliance impacts + Provide ... experience + At least 5 years of experience in compliance , audit , or legal + At least...years experience in payment operations + CRCM (Certified Regulatory Compliance Manager ) certification, or ACAMS (Association of… more
- Capital One (New York, NY)
- …accuracy and adherence to test procedures + Evaluate Internal Audit , Regulatory Exam , and self-identified issues and events for compliance impacts + Provide ... artificial intelligence + Compliance certification(s) (CRCM (Certified Regulatory Compliance Manager ), ACAMS (Certified Anti-Money Laundering Specialists) or… more
- Equitable (Philadelphia, PA)
- Sr. Branch Compliance Manager ( 250000LL ) **Primary Location** : UNITED STATES-PA-Philadelphia **Other Locations** : UNITED STATES-MA-Boston, UNITED ... compliance issues + Provide timely reports that identify audit findings and recommendations for resolution. + Schedule assigned...and or staffing challenges. + Mock Auditing of branch compliance requirements to improve branch exam results.… more
- TD Bank (Portland, ME)
- …through expert objective guidance and independent challenge.** **In this position, the Compliance Manager will manage the regulatory change management process, ... testing, monitoring, risk assessment, reporting and other activities** + **Internal Audit , regulatory exam , and ongoing supervision management, finding tracking,… more
- TD Bank (New York, NY)
- …New York, New York, United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $150,000 - $185,000 USD TD is committed to providing fair ... you more specific details for this role. **Job Description:** The Global Compliance Surveillance Department is responsible for overseeing regulatory compliance … more
- Coinbase (Madison, WI)
- …and alignment. Attendance is expected and fully supported. The Institutional Compliance team supports the Institutional Product Group to develop effective ... compliance programs to meet Coinbase's regulatory obligations across the...functional partners in Legal, Operations, Risk, Tax, Finance and Audit to ensure a best-in class control framework. *… more
- City of New York (New York, NY)
- …evaluations. Only those applicants with permanent civil service status as a Construction Project Manager or who took Open Competitive Exam No. 3042 are eligible ... to support, monitor and ensure that BEDC is in compliance with Federal, State and local EHS laws and...with permanent civil service status as a Construction Project Manager or who took Open Competitive Exam … more
- Zions Bancorporation (Midvale, UT)
- …located in either Midvale, UT or Houston, TX. **Responsibilities:** + Manages the field exam audit process on a regional basis including overseeing the functions ... independent audits comply with all requirements from an accounting and regulatory compliance stand-point. + Maintains up-to-date audit reports and work-papers. +… more