- TD Bank (Charlotte, NC)
- …judgment regarding responsiveness and appropriateness.** **In this position, the** ** Compliance Audit and Exam Manager ** **will lead assigned audits and ... identify potential concerns, and escalate as necessary. The Compliance Audit & Exam Manager will prepare regular stakeholder communication, provide input… more
- TD Bank (Charlotte, NC)
- …depending on availability and individual circumstances._ **Job Description Summary:** The Compliance Business Oversight Manager provides advice, support and ... more specific details for this role. **Line of Business:** Compliance **Job Description:** **Why Work with Us?** At TD...ideal candidate will be a strong communicator, skilled project manager , and subject matter expert. This role is critical… more
- American Express (New York, NY)
- …and technologies. **About the Role:** Our Internal Audit group is seeking an Audit Manager to assess compliance , operational, data, and technology risks, ... (eg, Certified Public Accountant (CPA), Certified Internal Auditor (CIA), Certified Regulatory Compliance Manager (CRCM)). + Interest and/or experience with data… more
- First Horizon Bank (Lafayette, LA)
- …improvement. + Develop and maintain robust records of CRA-related activity for internal audit and exam readiness. + Draft and deliver comprehensive annual ... On site at location listed in job posting. **Key Responsibilities** **_CRA Exam Management & Regulatory Preparedness_** **:** + Coordinate and manage all aspects… more
- Commonwealth of Pennsylvania (PA)
- …of Audit objectives and performance measures. This position reports to the Audit Manager and will communicate the progress of assignments or specified issues ... Audit Specialist 3 Print (https://www.governmentjobs.com/careers/pabureau/jobs/newprint/5067550) Apply ...the application, including all supplemental questions, serves as your exam for this position. No additional exam … more
- Capital One (Richmond, VA)
- …accuracy and adherence to test procedures + Evaluate Internal Audit , Regulatory Exam , and self-identified issues and events for compliance impacts + Provide ... artificial intelligence + Compliance certification(s) (CRCM (Certified Regulatory Compliance Manager ), ACAMS (Certified Anti-Money Laundering Specialists) or… more
- Capital One (Richmond, VA)
- …to ensure consistency and adequate Compliance Risk Management + Evaluate Internal Audit , Regulatory Exam , and self identified issues and events for ... Role: We are seeking a highly motivated and talented Compliance Manager to join our Governance team...experience + At least 3 years of experience in compliance , legal, or audit + At least… more
- Panasonic North America (De Soto, KS)
- …(https://www.linkedin.com/in/ambersmallwood) Amber Smallwood **What You'll Get To Do:** The Customs Compliance and Operations Manager will report to Senior ... implement and manage all Customs and Border Protection programs. ** Compliance Operations and Staff Management** + Manager ...exam status with customs brokers + Procedures and Audit **Procedures and Audit ** + Post entry… more
- Capital One (Plano, TX)
- Compliance Advisor Manager **The Compliance Advisor Manager performs a key risk management role (second line of defense), to help ensure corporate ... within the Compliance Management Program framework, the Compliance Advisor Manager is responsible for delivering...accuracy and adherence to test procedures** + **Evaluate Internal Audit , Regulatory Exam , and self identified issues… more
- American Express (Sunrise, FL)
- …The team will work closely with Control Management, the 2nd line of defense, Audit , and Regulatory exam managers to represent ECMX and coordinate the efforts ... a central point of contact for internal and external exam management activities, supporting the ECMX product and operational...and operational teams in assigning and preparing responses to audit requests, drafting audit reports and completing… more