- SMBC (Jersey City, NJ)
- …to its employees. **Role Description** Sumitomo Mitsui Banking Corporation is hiring an E- communications Surveillance Associate . This role is responsible for ... in projects to expand, improve, and refine the electronic and voice communications surveillance program for the Americas Division. **Qualifications and Skills**… more
- TD Bank (New York, NY)
- …this role. **Job Description:** The TDS US Compliance team is looking for Associate candidates to join the trade surveillance team. Preferred 3-5 years of ... of Compliance function initiatives and programs * Prepare summaries, communications , reports and presentations for management, regulators, and other internal and… more
- Citigroup (Getzville, NY)
- The Surveillance Intermediate Associate Analyst serves as a compliance risk analyst for Independent Compliance Risk Management (ICRM)'s Surveillance ... encompasses a number of surveillance related portfolios including trade surveillance , e- communications and voice surveillance , employee trading, outside… more
- Citigroup (Getzville, NY)
- The Surveillance Intermediate Associate Analyst serves as a compliance risk analyst for Independent Compliance Risk Management (ICRM)'s Surveillance ... Licensing platform encompasses a number of related portfolios including trade surveillance , e- communications and voice surveillance , employee trading,… more
- Abbott (Columbus, OH)
- …medicines. Our 114,000 colleagues serve people in more than 160 countries. ** Associate Surveillance Coordinator** **Working at Abbott** Our nutrition business ... in Columbus, OH currently has an opportunity for an ** Associate Surveillance Coordinator** . This role is...surveillance testing programs to assure the safety and compliance of Abbott Nutrition products and protect brand reputation… more
- PNC (Overland Park, KS)
- …and have an opportunity to contribute to the company's success. As an Associate Asset Manager - Collateral Surveillance within PNC's Midland organization, you ... or other securitized commercial real estate to determine the economic and/or compliance impact. * Determines an equity risk category and oversees assigned… more
- SMBC (Jersey City, NJ)
- **Role Description** Manage a variety of compliance delivery areas across business advisory, surveillance , investigations, training and control design. Advise ... compliance strategy. **Role Objectives: Delivery** Support a variety of compliance delivery areas across business advisory, surveillance , investigations,… more
- Lilly (Indianapolis, IN)
- …people who are determined to make life better for people around the world. The Associate -QA Quality Systems and Regulatory Compliance role is part of the Lilly ... and device constituents of combination products within the Lilly portfolio. The Associate QA-IDM (Quality Systems and Regulatory Compliance ) will report to… more
- Santander US (New York, NY)
- Sr. Associate , AML Compliance - Corporate & Investment Banking New York, United States of America The Sr. Associate , AML Compliance is responsible, as ... AML investigations, SAR filing, enhanced due diligence processes, high-risk customer surveillance , special investigations, and OFAC compliance . The incumbent… more
- SMBC (Jersey City, NJ)
- …group's goals and objectives. This position is focused on support for Compliance Department's E- Communications surveillance business, and will perform ... Director, Compliance Data and Analytics, in the Compliance Department, Americas Division, the Data Analytics Associate...analysis and drive insights from data: + Actimize Surveil-X Communications Surveillance (v4.8) + ActOne (v6.6) +… more