- Raymond James Financial, Inc. (St. Petersburg, FL)
- …obtained through education and experience in the securities industry to serve as Compliance partner to Regulatory Reporting and RJA Operations departments. ... as a subject matter expert on matters pertaining to regulatory reporting and broker dealer operations by...Master's degree preferred. Minimum of ten (10) years of Compliance , Legal, Banking and/or regulatory experience in… more
- Robert Half Finance & Accounting (Wilmington, DE)
- …One of our successful clients within the financial services industry, is looking to hire a Director of Regulatory Reporting who can oversee and manage the ... GAAP, statutory, and regulatory updates. The ideal Director of Regulatory Reporting for...multitasking abilities. Major Responsibilities . Point of contact for regulatory requirements . Inform management on compliance … more
- Citigroup (Queens, NY)
- The Regulatory Reporting role is a senior management position within the Controllers Organization that will report up through the Global Head of Regulatory ... Technology, & Operations. **Responsibilities:** + Lead and maintain the Global Regulatory Reporting (GRR) Risk Management Framework, ensuring the effective… more
- Mizuho Corporate Bank (New York, NY)
- Summary The Liquidity Regulatory Reporting is a team responsible for the daily and monthly reporting and submission of FR2052A report for multiple entities ... In this role, you will be responsible for leading and managing the Liquidity Regulatory Reporting Mizuho Americas LLC production team, ensuring the accurate and… more
- NextEra Energy (Juno Beach, FL)
- ** Director of Regulatory Reporting **...company assets are adequately safeguarded and that all financial reporting is prepared in compliance with all ... critical thinking & inter-personal skills and be able to research regulatory guidance. **Specific Responsibilities include:** + Support quarterly and annual FERC… more
- LA Care Health Plan (Los Angeles, CA)
- Managing Advisor III Senior Director , Policy and Regulatory Compliance (ALD) Job Category: Administrative, HR, Business Professionals Department: ... that purpose. Job Summary The Managing Advisor III Senior Director , Compliance Policy and Regulatory ...risk management. Provide expert guidance to internal stakeholders on compliance and regulatory policies. Reporting … more
- Nike (Beaverton, OR)
- …governance. This role involves aligning efforts with overall NIKE strategy, ensuring regulatory and reporting compliance , driving disclosure best practices, ... WORK WITH** The Senior Director of Sustainability Reporting , Disclosure and Compliance will report directly...Work closely with finance, and legal teams to ensure reporting accuracy, regulatory compliance , and… more
- Fiserv (Berkeley Heights, NJ)
- …on a global scale, come make a difference at Fiserv. **Job Title** Lending Regulatory Compliance Director **What does a successful Lending Regulatory ... Compliance Director do?** The Lending Regulatory Compliance Director is a...Act (TILA), Equal Credit Opportunity Act (ECOA), Fair Credit Reporting Act (FCRA), Unfair Deceptive or Abusive Acts and… more
- Ross Stores, Inc. (New York, NY)
- …with continuous learning opportunities and development for our teams\. **GENERAL PURPOSE:** The Director , Product Compliance & Regulatory Attorney will work ... on a broad range of topics and projects in the areas of product compliance , regulatory compliance , product safety, environmental, and risk management\. The… more
- DuPont (Wilmington, DE)
- …throughout our Innovation and commercial cycles. **Job Summary:** The Sustainability and Regulatory Compliance Director will be responsible for leading ... regulations towards our sustainability goals, both internally and externally. The Sustainability and Regulatory Compliance Director will report to the VP,… more