- CIBC (New York, NY)
- …financial institution in the United States with seamless connectivity to our Capital Markets and Canadian Commercial & Wealth franchises. Reporting to the Head ... of US Compliance Examination Program, the Compliance Examination Specialist is accountable for execution of the US Compliance Examination Plan established to… more
- Capital One (Mclean, VA)
- Senior Manager , Card Risk Audit & Exam Team As a Senior Risk Manager in Capital One's Card Risk Audit and Exam team, you will apply your project ... develop and implement cutting edge risk solutions to ensure Capital One's continued stability and success. Senior Risk Managers...+ Certified Risk Management Assurance (CRMA) or Certified Regulatory Compliance Manager (CRCM) + Lean, Agile, Six… more
- Capital One (Mclean, VA)
- …+ 5+ years of people management experience + Certified Regulatory Compliance Manager (CRCM), Certified Anti-Money Laundering Specialist (CAMS), Certified ... Senior Manager - Anti-Money Laundering Compliance Controls...Oversee and manage responses for business area audits or exams , as appropriate **Basic Qualifications:** + Bachelor's Degree or… more
- Capital One (Mclean, VA)
- …Advising and dispositioning findings identified by compliance testing + Supporting manager on regulatory exams and/or internal audits, as necessary + ... Compliance Manager - Lending & Finance... Compliance Manager - Lending & Finance Corporate Compliance...management role in the second line of defense advising Capital One's Commercial lending businesses on applicable laws and… more
- Capital One (Richmond, VA)
- … compliance , risk, legal or audit + CRCM (Certified Regulatory Compliance Manager ) certification, or ACAMS (Certified Anti-Money Laundering Specialists) ... Senior Manager , US Card Compliance Advisor The...adherence to test procedures + Evaluate Internal Audit, Regulatory Exam , and self-identified issues and events for compliance… more
- Capital One (Plano, TX)
- Manager , Compliance The Compliance ...Exam , and self identified issues and events for compliance impacts + Provide effective challenge and guidance on ... within the Compliance Management Program framework, the Compliance Advisor Manager is responsible for delivering... Risk Management + Flexibility to travel to various Capital One locations as necessary Basic Qualifications: + Bachelor's… more
- Capital One (Richmond, VA)
- Risk Manager , Retail AML (Hybrid) **As a Manager in Capital One's Retail AML Programs and Strategy Team, you will apply your AML and risk management ... a part of a team, you will develop and implement solutions to ensure Capital One's continued stability and success. Managers on the Retail AML Programs and Strategy… more
- Capital One (Mclean, VA)
- Manager , Risk Advisor | Retail Bank Channels & Operations As a member of the Channels and Operations Risk team within the Retail Bank Risk Office, you'll be ... environment with the Complaints and Communications business teams. Risk Managers at Capital One are highly motivated risk management professionals with an ability to… more
- PNC (Chicago, IL)
- …managing 3rd party Field Examination firms in their performance of ABF-Securitization field exams . The core duties include: Coordinating field exam schedule with ... Field Exam report and discuss and mitigate exam issues/findings with ABF Originations and Portfolio Manager...their representatives, outside counsel, agencies, other banks or field exam firms. + Manage compliance with documented… more
- Citizens (Charlotte, NC)
- Description The Senior Risk Manager , Capital Markets and Advisory is a key role on the Commercial Banking Risk team, which is a front-line unit risk function. ... The Senior Risk Manager will support the securities capital markets...policy and applicable regulatory requirements and expectations. Ensures appropriate exam outcomes through exam management protocols. Maintains… more