- Huntington National Bank (Charlotte, NC)
- Description Compliance Group Manager - FRB - Program / Advisory Job Description: The Compliance Group Manager assists the Enterprise ... Risk Director of Fair and Responsible Banking (Director) with providing regulatory compliance guidance and oversight in Fair Lending, Responsible Banking and UDAAP… more
- CIBC (Chicago, IL)
- …about CIBC, please visit CIBC.com (https://www.cibc.com/en/about-cibc.html) What You'll Be Doing The Group Portfolio Manager (GPM) primary purpose is to ensure ... daily credit/portfolio administrative activity within Specialized Industries' Security Industry Group . The Group Portfolio Manager ...worse, sign off on quarterly SOX controls, support the group to prepare for Credit Review or FRB… more
- Scotiabank (Dallas, TX)
- Manager , Regulatory Relations Group **Requisition ID:** 219603 **Salary Range:** 76,500.00 - 142,120.00 _Please note that the Salary Range shown is a guideline ... of wholesale products and services offered by the Scotiabank Group . Be part of an innovative, Global Capital Markets...to meet obligations with respect to operational risk, regulatory compliance risk, AML/ATF risk and conduct risk, including but… more
- Citigroup (Tampa, FL)
- …(QA) function that reports to the Chief Auditor Quality Assurance and the Group Audit Committee. The QA function provides independent assurance that IA has achieved ... Assurance function focused on the activities of the Legal, Compliance and Risk internal audit team involves close liaison...of Industry/Regulatory Standards for an IA function (IIA Standards, FRB 13-1, FDIC, OCC HS, etc.). + Strong knowledge… more
- Truist (Charlotte, NC)
- …effectiveness of internal controls over financial reporting, while ensuring compliance with risk and regulatory expectations. Effectively manage overall operational ... and compliance risk related to Regulatory Reporting. Support the reporting...Federal Deposit Insurance Corporation (FDIC) and Federal Reserve Board ( FRB ). This position is an integral business partner with… more
- TD Bank (New York, NY)
- …can provide you more specific details for this role. **Line of Business:** Compliance **Job Description:** The Compliance Director, Fair and Responsible Banking ... The function uses all available information, and analytics support to US Compliance , including Fair and Responsible Banking to proactively monitor and report risk… more
- MUFG (Los Angeles, CA)
- …reports and perform credit control duties. Policy Compliance (5%) + Ensure compliance with external regulatory requirements (JFSA, BOJ, FRB , OCC). + Ensure ... and your actions to count?** Discover your opportunity with Mitsubishi UFJ Financial Group (MUFG), one of the world's leading financial groups. Across the globe,… more
- City National Bank (New York, NY)
- *SENIOR MANAGER IT RISK STRATEGY* WHAT IS THE OPPORTUNITY? The Senior Manager will lead the T&I Regulatory Remediation Oversight function within T&I Strategic ... the head of T&I Regulatory Remediation Oversight will focus on leading a group of First Line of Defense SMEs in providing thought-leadership, credible challenge and… more
- SMBC (Jersey City, NJ)
- …data trends. + Support regulatory submissions and address feedback from examiners (eg, FRB , OCC) **Regulatory Compliance & Stress Testing** + Lead end-to-end ... SMBC Group is a top-tier global financial group...Support regulatory submissions and address feedback from examiners (eg, FRB , OCC). **Model Governance & Validation** + Design and… more
- Citigroup (New York, NY)
- …providing oversight of lending activities, monitoring portfolio performance, and ensuring compliance with internal policies and regulatory requirements. The ICM team ... of collateral schedules and terms to ensure accuracy, completeness, and compliance with regulatory requirements and internal policies. + Validate collateral… more