- Citigroup (Tampa, FL)
- … risk analyst for Independent Compliance Risk Management (ICRM)'s Compliance Independent Assessment team responsible for assessing compliance ... controls implemented by Citi's first and second line of defense. The Compliance Independent Assessment Sr. Analyst performs risk-based testing and monitoring… more
- GCI Communication Corp (Anchorage, AK)
- GCI's Senior Performance Assessment Analyst will d evelop and implement performance metrics and assessment tools to evaluate the effectiveness of project and ... and Key Performance Indicators (KPIs) for projects and programs. + Develop assessment tools and methodologies that are user-friendly and accessible. + Conduct… more
- TD Bank (Mount Laurel, NJ)
- …role which is outlined in the general summary below. **Job Summary:** The Senior Compliance Business Oversight Analyst provides objective guidance, support and ... standards. management areas, broader organization, and enterprise as appropriate. **U.S. Wealth Compliance acts as an independent regulatory compliance and… more
- American Express (Sandy, UT)
- …integrity and effective second line independent Compliance oversight.** The Director, Compliance Risk Assessment Program, is a key member of the 2nd Line ... Risk Management team responsible for designing, governing, and overseeing the enterprise-wide Compliance Risk Assessment (CRA) framework. This role supports the… more
- TD Bank (Greenville, SC)
- …responsiveness and appropriateness.** **Summary about role:** **In this position, the Senior Compliance Business Oversight Analyst** **will own assigned ... potential concerns, escalate as necessary and recommend a resolution. The Senior Compliance Business Oversight Analyst** **will review marketing communication,… more
- Citigroup (Jersey City, NJ)
- …compliance testing, continuous testing, and reporting programs in accordance with the Compliance Independent Assessment (CIA) Plan. + Leading the ... Serves as a senior compliance risk officer for Independent ...plus **Job Family Group:** Compliance **Job Family:** Compliance Independent Assessment **Time Type:**… more
- TD Bank (Mount Laurel, NJ)
- …expertise and Compliance advice to business management.** + **Assist senior compliance managers with regulatory engagements, including on-site exam ... on-going initiatives and ad-hoc projects, as needed.** **Job Summary:** The Senior Compliance Business Oversight Analyst provides objective guidance, support… more
- Ankura (New York, NY)
- …Disputes & Economics professionals are world class and globally recognized independent experts who tailor financial, operational, and compliance solutions ... and conduct data gathering activities, document review, and quality control of data assessment . + Work with Senior Managing Directors and Managing Directors to… more
- Southern California Edison (Rosemead, CA)
- Join the Clean Energy Revolution Become a Regulatory and Compliance Senior Advisor at Southern California Edison (SCE) and build a better tomorrow. In this job, ... or recommendations. + Manage the Company's response to Energy Safety's post IE-review, assessment of SCE's annual WMP Compliance Report. + Manage the Company's… more
- Citigroup (New York, NY)
- …maintenance of best-in-class Compliance , programs, policies and practices for Independent Compliance Risk Management (ICRM). Translates ICRM strategy and ... Serves as a senior function/business/product compliance risk officer covering...regulatory findings. + Providing oversight and guidance over the assessment of complex issues, structures potential solutions and drives… more