- Raymond James Financial, Inc. (St. Petersburg, FL)
- …Skills, and Abilities** **Required Skills and Qualifications:** + Proven expertise in compliance testing , regulatory research, and control evaluation. + ... **Essential Duties and Responsibilities** + Leads and executes compliance testing to assess the design...strengthen internal controls. + Supports automation initiatives to improve testing efficiency and control coverage. + Contributes… more
- Capital One (Richmond, VA)
- Risk Manager , Control Testing Program | Retail Bank & Premium Products We're looking for a strategic, forward thinking Manager for our Retail Risk Office ... line functions. **As a Risk Manager , you will:** - Oversee rigorous control testing engagements of business processes; collaborate with business and Risk… more
- BMO Financial Group (Chicago, IL)
- … certificate or equivalent preferred. + Experience in independently executing Regulatory Compliance control testing , including development of test scripts, ... demonstrate effective use of judgment, interpretation, knowledge and skill with Regulatory Compliance control testing . **Salary:** $74,000.00 - $138,000.00… more
- TD Bank (Charlotte, NC)
- …Recovery Planning. This role leads the development and oversees execution of quality control and regulatory compliance testing plans. Key skills associated ... details for this role. **Line of Business:** Governance & Control **Job Description:** The Senior Manager , Governance...and leads a highly complex and diverse governance and control testing function for the following US… more
- American Express (New York, NY)
- …methodology of inherent and residual risk. The Manager -Risk ID, Assessment & Testing , Corporate Functions Control Management will report to the Director of ... (AENB HQ) and Enterprise Shared Services (ESS) The objective of the Corporate Function Control Management Risk ID, Assessment, Testing and Reporting team is to… more
- SOS International LLC (Fort Belvoir, VA)
- **Overview** SOSi is seeking a highly qualified **Quality Control Manager ** **(Software Testing )** to join our team in support of our US Army Government ... customer. The Quality Control Manager will be responsible for managing...compliance with government requirements. + Conduct thorough system testing for Army web-based applications, especially those developed in… more
- KeyBank (Amherst, NY)
- …on assignments and in collaboration with other members of REA team on projects and testing . The Senior Compliance Manager must have in-depth knowledge of ... testing , monitoring, issues management, and verification activities. The Senior Compliance Manager must exhibit strong leadership, initiative, and agility as… more
- Scotiabank (Dallas, TX)
- Compliance Testing Senior Manager ,... testing is adequately designed to identify potential control gaps and non- compliance with laws and ... for every future! **Purpose** Contributes to the overall success of GBM&T Compliance Testing team and Swap Dealer and Derivatives Compliance ensuring… more
- American Express (Sunrise, FL)
- …the future of American Express. American Express is seeking a collaborative and detail-oriented Compliance Manager to join the First Line of Defense (1LOD) ... practices across operations. As part of a centralized 1LOD Compliance team, the Compliance Manager ...inherent and residual risk. + Perform ongoing monitoring and control testing activities in collaboration with operations… more
- City National Bank (Irvine, CA)
- …of the bank. This role is responsible for (i) with the guidance of Manager Control Testing /Reporting, responsible for building sustainable processes with ... of CNB's Internal Controls Management Policy, control testing methodologies, and related regulatory and compliance ...WHAT WILL YOU DO? * With the guidance of Manager Control Testing /Reporting, responsible for… more