- TD Bank (Greenville, SC)
- …of enthusiastic colleagues dedicated to setting new industry standards. The Compliance Manager **-** Compliance Monitoring Programs will lead and enhance ... managing compliance programs related to risk assessment, exam management, monitoring , reporting, and training across multiple lines of business. The ideal… more
- KeyBank (Brooklyn, OH)
- …of business, with a focus on deposit servicing functions. Additionally, the Compliance Manager will conduct compliance monitoring and testing to ensure ... Tiedeman Road - Brooklyn, Ohio 44144 **JOB BRIEF** The Compliance Manager will be a member of...supporting deposit products is also applicable for mitigation of compliance risk. + Conduct compliance monitoring… more
- United Therapeutics (Research Triangle Park, NC)
- …pharmaceutical, medical or biotechnology + 6+ years of experience in corporate compliance monitoring , auditing, and investigations roles + Full knowledge of ... leadership and stakeholders through comprehensive reports + Demonstrated expertise in compliance monitoring , auditing, and issue remediation + Demonstrated… more
- NYS Housing Trust Fund Corporation (New York, NY)
- …Ida CDBG-DR-funded programs (described on RHC's website (https://hcr.ny.gov/general-ida-programs) ). The Monitoring and Compliance Manager will report to ... climate change adaptation and storm recovery initiatives. Job Summary: The Monitoring , Compliance and Policy Manager 's role comprises of (1) overseeing… more
- Coinbase (Charlotte, NC)
- …of operations. *What you'll be doing: * Lead a team of 10-15 Compliance (Transaction Monitoring / AML and Fraud Investigations/EDD) Analysts; * Ensure ... connection, and alignment. Attendance is expected and fully supported. The Compliance team within Customer Experience (CX) is responsible for developing and… more
- City National Bank (New York, NY)
- INVESTMENT ANALYTICS & TRADE MONITORING MANAGER *ABOUT US* City National Rochdale (CNR) partners with financial advisors and their high-net-worth clients to ... THE OPPORTUNITY?* The VP - Investment Analytics and Trade Monitoring will establish and develop the Compliance ...Trade Monitoring will establish and develop the Compliance Trade Oversight Program by leading, configuring, and overseeing… more
- MyFlorida (Tallahassee, FL)
- …or monitoring activities, and analyzing financial/programmatic data for compliance purposes. + Florida Certified Contract Manager ("FCCM") certification ... risk assessment process. + Develop strategies for and conduct compliance monitoring and audits of sub-recipients: +...Obligation Calculation (F-ROC) Program: + Collaborate with the Program Manager and team to develop and maintain the Disaster… more
- Option Care Health (Bannockburn, IL)
- …to summarize and communicate complex findings effectively. Reporting to the Senior Manager , Compliance Auditing, Monitoring and Analytics, this individual ... best and brightest talent in healthcare. **Job Description Summary:** The Analyst, Compliance Auditing, Monitoring and Analytics is responsible for supporting… more
- TD Bank (Portland, ME)
- …standards. management areas, broader organization, and enterprise as appropriate. **U.S. Compliance Monitoring and Testing provides governance, oversight, and ... support for central elements of the US Compliance Monitoring and Testing Program, including:** +...depending on availability and individual circumstances.** **Job Summary:** The Compliance Governance & Operations Manager leads the… more
- TD Bank (New York, NY)
- …**Job Description:** This Compliance Officer is a key member of the TDS US Compliance Monitoring and Testing Team and Core Compliance Group. The ... Officer will also support other aspects of the Core Compliance program as needed. Compliance Monitoring...have regular career, development, and performance conversations with your manager , as well as access to an online learning… more