- SMBC (Jersey City, NJ)
- … testing reviews within the FCC Testing group, as part of the wider Compliance Monitoring & Testing function. This role will also support the Annual ... deliverables. + Serves as the examiner-in-charge responsible for all facets of compliance testing engagements. + Manages ongoing development and refinement of … more
- TD Bank (New York, NY)
- …**Job Description:** This Compliance Officer is a key member of the TDS US Compliance Monitoring and Testing Team and Core Compliance Group. The ... also support other aspects of the Core Compliance program as needed. Compliance Monitoring and Testing + Develop and design annual and cycle-based … more
- TD Bank (Fort Lauderdale, FL)
- …standards. management areas, broader organization, and enterprise as appropriate. **U.S. Compliance Monitoring and Testing provides governance, oversight, ... and support for central elements of the US Compliance Monitoring and Testing Program, including:** + Lead strategic planning efforts and support US … more
- TD Bank (New York, NY)
- …Qualifications:** This Senior Compliance Officer is a key member of the TDS US Compliance Monitoring and Testing Team and Core Compliance Group. The ... aspects of the Core Compliance program as needed. **Depth & Scope:** Compliance Monitoring and Testing + Assist with developing and executing the annual … more
- Comerica (Dallas, TX)
- Job Description Director Compliance Test & MonitorThe Director, Compliance Testing and Monitoring within the second line of defense is responsible for ... business unit meetings, committees, and providing support and guidance on compliance testing and monitoring . Manage and maintain enterprise-wide policies,… more
- TD Bank (New York, NY)
- …execution of the annual Compliance Test Plan. + Work closely with the Head of Compliance Monitoring and Testing and the other Compliance Testing ... as manage a team of Compliance Testers as part of the wider Monitoring and Testing Team. The Director - Compliance Testing Team Lead oversees/leads a… more
- Citigroup (Tampa, FL)
- …, and reporting activities. + Experience in planning, executing, and reporting on compliance testing or monitoring reviews and regulatory issue validation ... defense. The Compliance Independent Assessment Sr. Analyst performs risk-based testing and monitoring of Citi's compliance risks in order to assess the… more
- KeyBank (Brooklyn, OH)
- …ongoing compliance with applicable laws and regulations through the execution of compliance monitoring and testing across Key's lines of business, ... Job** As part of Key's second line of defense Compliance Risk Management function, the Risk Evaluation and Assurance...Analytics, serves in the critical role of execution of testing and monitoring through the development of… more
- NatWest Markets (Stamford, CT)
- …candidate will be part of team operating an effective Compliance Assurance testing program and will be responsible for monitoring and assurance reviews to ... of policy. **Key Responsibilities:** + Contribute to the NWM, US Compliance Assurance Monitoring and Testing Plan. Apply subject matter expertise to… more
- KeyBank (Cleveland, OH)
- …ongoing compliance with applicable laws and regulations through the execution of compliance monitoring and testing across Key's lines of business, ... partners in designing and executing compliance testing , special projects, and ongoing monitoring . + Demonstrate subject matter expertise in compliance … more
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