- Byline Bank (Chicago, IL)
- …we serve, Byline Bank is the place for you. **Objective of Position** : The Compliance Officer helps oversee the Compliance Management System of Byline Bank. ... The Compliance Officer will function as an independent and objective person...this position. This role allows for a combination of remote and in-office work, with occasional visits to the… more
- City National Bank (New York, NY)
- * COMPLIANCE OFFICER SENIOR-INVESTMENT ADVISORY * *WHAT IS THE OPPORTUNITY?* The Senior Compliance Officer will act in a compliance oversight and ... also be responsible for managing and maintaining assigned areas of the compliance program including monitoring business area compliance with applicable laws,… more
- T. Rowe Price (Owings Mills, MD)
- …that matter to you . About this Position Reporting to the Broker/Dealer Chief Compliance Officer , the role is responsible for ensuring compliance programs ... Compliance Team and business units by providing regulatory advisory support. The role requires an expert level of... vision and strategy in conjunction with the Chief Compliance Officer . + Monitor ongoing legal and… more
- T. Rowe Price (Owings Mills, MD)
- … compliance requirements. + Responsible for drafting quarterly and annual chief compliance officer reporting under Rule 38a-1 and Rule 206(4)-7 and overseeing ... to you . Role Summary Partners with internal clients to implement strategic compliance initiatives for T. Rowe Price's proprietary and subadvised 40 Act products… more
- Equitable (Charlotte, NC)
- Equitable Advisors Deputy Chief Compliance Officer ( 250000L7 ) **Primary Location** : UNITED STATES-NC-Charlotte **Other Locations** : UNITED STATES-NY-New York ... Equitable is currently looking to hire a Deputy Chief Compliance Officer (DCCO) for Equitable Advisors within...and oversight of Equitable Advisors' SEC and FINRA a compliance programs related to its investment advisory … more
- Trinity Health (Livonia, MI)
- …of charity care and other community benefit programs. The Chief Medical Informatics Officer (CMIO) oversees the multiple Trinity Health Service Areas (THSAs) in the ... delivery. Reports directly (A1) to the SVP, System Chief Health Informatics Officer and serves in collaborative partnership with the Chief Health Informatics … more
- Veterans Affairs, Veterans Health Administration (San Diego, CA)
- …industry oversight expectations, provided the primary impetus for implementing a standardized internal compliance program. The Compliance Officer serves as a ... to offices internal and external to the office. The Compliance Officer provides guidance and counsel on...health care facility or a higher organizational echelon with advisory or directional authority over such facilities. Work must… more
- City National Bank (Phoenix, AZ)
- * COMPLIANCE OFFICER SENIOR-MORTGAGE ORIGINATION* WHAT IS THE OPPORTUNITY? The Compliance Officer Senior - Mortgage is responsible for managing and ... risk. Maintaining regulatory change management, policies and procedures, training, and advisory matters for mortgage lending compliance . This role is… more
- AeroVironment (Manassas, VA)
- …of the Trade Compliance Leadership, the primary responsibility of the Trade Compliance Officer is to be a strong individual contributor to the AeroVironment ... performing the day to day activities required to operate a fully effective export compliance program to ensure company compliance with US regulatory and internal… more
- JPMorgan Chase (Columbus, OH)
- …highest standards. Job Responsibilities + Perform on-site and remote compliance examinations of broker-dealer and investment advisory businesses to ensure ... status quo and striving to be best-in-class. Job Summary As a Compliance Risk Management Senior Officer - Associate in Risk Management and Compliance , you… more