- USAA (Phoenix, AZ)
- …what truly makes us special and impactful.The OpportunityAs a dedicated Loan Officer , you will, within defined guidelines and framework, deliver impactful customer ... mortgage loan recommendations and meet established monthly metrics. As a Loan Officer you will also deepen member relationships through needs assessment and solution… more
- Santander US (New York, NY)
- Compliance Officer - Markets Business Line Advisory Compliance New York, United States of America USA Job Family Description: You will provide ... securities laws/regulations; draft, update and implement relevant policies/procedures; Provide regulatory/ compliance training; assist the Business in implementing… more
- Manulife (Boston, MA)
- **Reports To:** Asia Chief Compliance Officer , with a matrix reporting line to the Global Chief Anti-Money Laundering Officer . On an interim basis there will ... Manulife is seeking a highly experienced and strategic Chief Compliance Officer (CCO) to lead the ...anti-money laundering (AML) regulations and initiatives. + Collaborate with market Compliance Officers in Hong Kong and… more
- Wells Fargo (New York, NY)
- **About this role:** Wells Fargo is seeking a Senior Lead Compliance Officer to perform as the Senior Lead Business Line Compliance Officer for ... team lead directing the day-to-day activities of one Lead Compliance Officer **In this role, you will:**...business unit, on rules and regulations on all compliance matters, including moderate to high-risk compliance … more
- Wells Fargo (Charlotte, NC)
- **About this role:** Wells Fargo is seeking a Senior Lead Compliance Officer to join the CIB Fixed Income Business Aligned Compliance Team. This role ... Sales & Trading Compliance Team is a Business Aligned Compliance Officer (BACO)...Income Compliance covers the following Lines of Business within the Markets Division: Credit (Corporate… more
- City National Bank (Studio City, CA)
- …impact clients and their accounts. Once risks are identified, the Compliance Officer collaborates with the line of business to address them effectively. ... *FAIR BANKING COMPLIANCE OFFICER * *WHAT IS THE OPPORTUNITY?*...departments to accomplish common goals. * Consult with the business units' compliance officers or other management… more
- Citigroup (New York, NY)
- Serves as a senior function/ business /product compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for establishing ... procedures. This role is in support of the Chief Compliance Officer (CCO) of the Futures Commission...+ Serving as a subject matter expert on Citi's Compliance programs. Provides expert guidance on function/ business /product… more
- Citigroup (Jersey City, NJ)
- Serves as a function/ business /product compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for assisting with internal ... monitoring compliance risk behaviors and providing day-to-day Compliance advice relating to the supported function/ business /product...to business groups (IB Advisory and Capital Markets ) as well as Legal and Compliance … more
- Scotiabank (Tampa, FL)
- Compliance Officer , Global Banking & Markets , US Compliance **Requisition ID:** 222945 **Salary Range:** 153,000.00 - 256,275.00 _Please note that the ... in an inclusive and high-performing culture. ** Compliance Officer - Global Banking & Markets -...applicable on operational guidelines (NACHA, Fedwire) impacting the GTB business . + Lead the Compliance Program for… more
- NatWest Markets (Stamford, CT)
- …assigned as necessary to ensure the proper operations of the department and the business . **Director, Electronic Trading Compliance Officer , US** Seeking an ... Director Electronic Trading Compliance Officer , US Stamford,United States Permanent...internal policies. + Help to resolve queries from the business with regards to eTrading. + Review market… more
