- Formation Bio (New York, NY)
- …to develop and implement a comprehensive quality assurance strategy that ensures compliance with regulatory requirements and industry best practices to support ... the growing drug development capabilities. This position reports to the Chief Development Officer . As the VP of Quality Assurance, you will establish and manage the… more
- Insmed Incorporated (NJ)
- …(CSV) program. This role will manage cross-functional teams and ensure compliance with regulatory requirements while maintaining operational excellence. The ... role in safeguarding that mission. Reporting directly to the Chief Information Officer , this individual is responsible for defining and executing Insmed's enterprise… more
- Fresenius Medical Care (Albany, OR)
- …records, patient billing, OSHA and all company, state and federal compliance . PRINCIPAL DUTIES AND RESPONSIBILITIES: QUALITY: Responsible for supporting and driving ... quality standards through meeting regulatory requirements and the practice of Continuous Quality Improvement (CQI), including use of CQI tools. Assists with… more
- SMBC (New York, NY)
- …findings or recommendations; + M&T findings or recommendations; and/or + Observations by Compliance officer or business staff member + Coordinate with relevant ... Compliance Training + Issues Management + Monitoring & Testing + Compliance Risk Assessment + Communications...Must be well organized with project management skills. + Regulatory compliance experience at a broker dealer… more
- MetLife (Philadelphia, PA)
- … Compliance Officer to join the team. The Compliance Officer will be primarily responsible for key regulatory compliance activities including ... filings, regulatory change management, licensing and registration, and core regulatory compliance programs. This role will work closely with the MIM… more
- MUFG (Irving, TX)
- … Risk Management function. This position executes a compliance testing program designed to meet heightening regulatory standards and expectations ... & Trading business units with focus on the Markets Compliance program. The Compliance Officer ...Minimum of 5 to 7 years' experience in audit, regulatory examination, compliance testing , or… more
- TD Bank (New York, NY)
- …global businesses, working with regional testing teams across the globe. This Compliance Officer will also support other aspects of the Core Compliance ... for this role. **Job Description:** **Preferred Qualifications:** This Senior Compliance Officer is a key member of... + Assist with developing and executing the annual Compliance Testing and Monitoring plan + Determine… more
- Zions Bancorporation (Salt Lake City, UT)
- …the talent; we bring the opportunity. **We are currently seeking a** **Risk and Compliance Testing Officer ** **within the Market, Liquidity, Wealth Risk & ... and exciting divisions of Zions Bancorporation. A position as a MLW Risk and Compliance Testing Officer will provide unique opportunities to collaborate… more
- KeyBank (Brooklyn, OH)
- …wealth management testing and continuous monitoring to evaluate Key's compliance with regulatory requirements and expectations. Individuals work both ... with applicable laws and regulations through the execution of compliance monitoring and testing across Key's lines...risk management strategies with respect to the execution of testing against applicable OCC regulatory expectations and… more
- First Horizon Bank (Memphis, TN)
- …On site at location listed in job posting **SUMMARY** The Senior Risk Compliance Officer supports First Horizon Bank's internal control framework by designing, ... testing activities. This role validates the effectiveness of operational and regulatory controls to ensure the bank's compliance with internal policies and… more
