- Marex (New York, NY)
- …information visit www.marex.com (http://www.marex.com/) Purpose of Role: Marex is recruiting for a Surveillance Compliance officer to join their team in New ... + Documented UAT Review of new scenarios. + Provide Surveillance expertise to BD and FCM Advisory Compliance... Surveillance expertise to BD and FCM Advisory Compliance , adding context and counsel to the objective response.… more
- Citigroup (Jersey City, NJ)
- Serves as a compliance risk officer for Independent Compliance Risk Management (ICRM)'s Surveillance team responsible for the design, implementation, and ... Banking business, Sales & Trading, Trade and Order Life Cycle(s), and Compliance / Surveillance Controls is preferable. + Address Data Quality (DQ) issues from… more
- First Horizon Bank (Memphis, TN)
- **Description** FHN Financial is seeking an experienced, licensed Compliance Officer to provide primary compliance surveillance , reporting, and guidance ... broker-dealer and a bank dealer and offer general support to the compliance department including testing and surveillance . **Primary Responsibilities** +… more
- Saratoga Casino Hotel (Saratoga Springs, NY)
- …Saratoga Casino Hotel welcomes you to apply! Your Role: Our successful Surveillance Officers promote outstanding relations with all guests and fellow Team Members ... Role: + At least 18 years of age + Previous experience in casino surveillance preferred. + Excellent written and verbal communication skills required. + Ability to… more
- TD Bank (New York, NY)
- …communication and/or escalation of issues * Network with other colleagues in Global Surveillance and the wider Compliance teams and showcase presence * Provide ... United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $100,000 - $150,000 USD TD is...is looking for Associate candidates to join the trade surveillance team. Preferred 3-5 years of experience in … more
- TD Bank (New York, NY)
- …bank/systemically important financial institution in the US. Our team of trusted Surveillance Compliance professionals engages with key stakeholders across TD ... global Markets business, by delivering and comprehensive and effective second-line compliance surveillance function. Safeguarding the reputation of Compliance… more
- General Dynamics Information Technology (Cheyenne, WY)
- …Trust/Other Required:** None **Job Family:** Security **Skills:** Construction,Ensure Compliance ,Standard Operating Procedure (SOP) **Experience:** 3 + years of ... to advance the mission and optimize our business strategy as a Construction Surveillance Technician (CST) II at GDIT. Here, you'll support solving some of our… more
- Santander US (New York, NY)
- Advisory Compliance Officer - Fixed Income Business Line Compliance Country: United States of America **Your Journey Starts Here:** Santander is a global ... Want to Talk to You!** USA Job Family Description: You will provide real-time compliance advisory support to the US Fixed Income & Currencies sales and trading… more
- University of Oregon (Eugene, OR)
- Police Officer - Lateral or Entry Level Apply now ... Police Department: University of Oregon Police Department (UOPD) Classification: Police Officer Appointment Type and Duration: Regular, Ongoing Salary: $34.96 -… more
- Marex (New York, NY)
- …information visit www.marex.com (http://www.marex.com/) Purpose of Role: Marex is seeking a Compliance Officer - Swap Advisory who will provide compliance ... Compliance Advisory services for US Swap Dealer Trade Surveillance process. + Provide Compliance Advisory services...Swap Dealer Trade Surveillance process. + Provide Compliance Advisory services for US Swap Dealer Regulatory Reporting… more