- KeyBank (Brooklyn, OH)
- …team on projects and testing. The ideal candidate has a functional knowledge of wealth management , trust/fiduciary compliance laws and regulations, risks and ... risk-based monitoring and evaluation by focusing on current, high impact wealth management and trust-related compliance and operational risks, developing… more
- Truist (Richmond, VA)
- …(United States of America) **Please review the following job description:** Support compliance risk management processes through the performance of compliance ... or the regulators 6. Implement strategies and methods related to the compliance risk management framework within the organization, including quality assessments,… more
- HUB International (New York, NY)
- …business insurance, employee benefits, risk services, personal insurance, retirement, and private wealth management products and services. With over $5 billion ... This position is supporting HUB International's Retirement & Private Wealth (RPW) SEC registered investment advisor and limited purpose...advisor and limited purpose FINRA Broker-Dealer: The Deputy Chief Compliance and Risk Officer , will be a… more
- HSBC (Irvine, CA)
- …our people, our investors, our communities and the planet we all share. The Wealth Relationship Officer works closely with the Wealth Relationship Manager ... contribute to the overall cost efficiency ratio. As our Wealth Relationship Officer you will: + Provide...members achieve their financial goals + Understanding of relationship management systems and experience managing clients + Knowledge of… more
- Raymond James Financial, Inc. (New York, NY)
- …including executive management of the Private Client Group (PCG), the firm's wealth management unit, and Asset Management divisions, serving as a ... years of financial services experience required . Experience in broker-dealer or wealth management firms preferred, especially with exposure to front-office or… more
- Citigroup (Los Angeles, CA)
- …**Qualifications:** + 2-4 years of relevant experience + Prior experience in wealth management or other financial services roles preferred + Ability ... The Investment Relationship Officer is a developing professional role. Deals with...and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to… more
- US Bank (Cincinnati, OH)
- …and practices in multiple jurisdictions, trust accounting/reporting, and other regulatory compliance requirements + Basic project and information management ... at-all from Day One. **Job Description** Responsible for the administration, risk management and servicing of assigned fiduciary and investment management … more
- Citigroup (New York, NY)
- The Senior Executive Assistant provides support to members of the Wealth COO leadership team (Business Execution Leads) by handling correspondence, managing ... C16 level managers + Manages day to day calendar(s) of senior management + Coordinates all aspects of executive level manager appointments, meetings, receptions… more
- Berkshire Bank (Boston, MA)
- …Berkshire Wealth Management Reports to: Managing Director & Chief Investment Officer , Wealth Management Status: Exempt/ Officer Grade: 12 Salary ... Boston, MA - 60 State St Purpose/Objective: The VP, Compliance Officer Asset Management will...and strategy for the compliance and risk management of the Wealth Management … more
- Scotiabank (Houston, TX)
- Senior Manager, CIB & Research Compliance Officer **Requisition ID:** 218082 **Salary Range:** 99,790.00 - 190,995.00 _Please note that the Salary Range shown is ... together to drive ambition for every future! **Purpose** The Compliance Officer will operate as a member...advice, products and services, including personal and commercial banking, wealth management and private banking, corporate and… more