- Raymond James Financial, Inc. (St. Petersburg, FL)
- …organizational and regulatory requirements. + Identifying and applying appropriate compliance oversight procedures and tests. + Investigating compliances ... the department. + Effectively communicates and presents risk-related findings to senior leadership, clearly articulating potential impacts and recommended actions. +… more
- TD Bank (New York, NY)
- …enthusiastic colleagues dedicated to setting new industry standards. The Senior Compliance Business Oversight Manager provides advice, support and ... to the Head of Compliance , Regulatory Inventory and Regulatory Change, the Senior Manager is responsible for the governance and oversight of the Global… more
- TD Bank (Charlotte, NC)
- …of enthusiastic colleagues dedicated to setting new industry standards. The Senior Compliance Business Oversight Manager - Collections will provide ... individual circumstances._ **Job Description Summary** The Senior Compliance Business Oversight Manager provides advice, support and objective guidance… more
- American Express (New York, NY)
- …fostering a culture of integrity and effective second line independent Compliance oversight . The Senior Manager , Compliance Risk Assessment Program, ... will you make an impact in this role?** Global Compliance and Ethics (GCE), is responsible for establishing and...(2LOD), this role is responsible for supporting the programmatic oversight of CRA activities and ensuring 2LOD assessments are… more
- Capital One (Richmond, VA)
- Senior Manager - Network Participant Risk Oversight :...** + **At least 2 years of risk management, compliance or legal oversight experience with a ... Effective Challenge **Capital One is seeking an energetic, self-motivated Senior Manager to join the newly created...launch the second line of defense Network Participant Risk Oversight program to enable value-add, independent second line of… more
- TD Bank (Mount Laurel, NJ)
- …of Business:** Financial Crime Risk Management **Job Description:** The Senior Manager , Financial Crime Risk Business Oversight oversees the team and leads ... 2nd-line oversight activities and monitoring of the AML/ATF/Sanctions/ABAC compliance programs for covered TD businesses and legal entities, including managing… more
- TD Bank (Greenville, SC)
- …regarding responsiveness and appropriateness.** **Summary about role:** **In this position, the Senior Compliance Business Oversight Analyst** **will own ... concerns, escalate as necessary and recommend a resolution. The Senior Compliance Business Oversight Analyst**...have regular career, development, and performance conversations with your manager , as well as access to an online learning… more
- TD Bank (Greenville, SC)
- …manage regulatory compliance risk and conduct risk;** **Job Summary:** The Senior Compliance Business Oversight Analyst provides objective guidance, ... Wealth Compliance acts as an independent regulatory compliance and conduct risk management and oversight ...and discretion in interacting and communicating with staff and senior management of the Bank with respect to significant… more
- TD Bank (Mount Laurel, NJ)
- …**Various on-going initiatives and ad-hoc projects, as needed.** **Job Summary:** The Senior Compliance Business Oversight Analyst provides objective ... as appropriate. **As a member of the US Wealth Compliance Department, the Compliance Business Oversight... Compliance advice to business management.** + **Assist senior compliance managers with regulatory engagements, including… more
- Capital One (Mclean, VA)
- Senior Manager , Technology Change Risk Oversight Capital One is one of the fastest growing organizations in the world today, powered by our passion for our ... ability to add value with their advice and to deliver high-impact results. As the ** Senior Manager , Technology Change Risk Oversight ** you will play a key… more