- SMBC (Jersey City, NJ)
- …Reporting to the Director of Compliance Program Management , the Compliance Program Management Associate assists the team with the oversight, ... and business partners throughout SMBC to enhance the FCC Compliance Program , and is a liaison between...Control Self-Assessment ("RCSA") process and draft reports for BSA/AML Compliance Officer and senior management review +… more
- Capital One (Richmond, VA)
- Principal Associate , Compliance Tester (Risk Management ) Capital One's Card Risk organization is responsible for core areas that span Risk Management , ... Process Excellence Team is currently hiring for a Principal Associate (PA) that will take our Well Managed transformation...value. The preferred candidate will have experience working in Compliance and/or Risk Management organizations within a… more
- SMBC (Jersey City, NJ)
- …collection and analysis, and preparing initial and final results for presentation to Compliance management + Facilitate the annual budget process to identify ... to its employees. **Role Description** SMBC is seeking an Associate to join the Compliance Governance team... Compliance Department senior staff + Track Annual Compliance Plan progress and prepare management reporting… more
- Lilly (Durham, NC)
- …bring life-changing medicines to those who need them, improve the understanding and management of disease, and give back to our communities through philanthropy and ... volunteerism **Key Objectives/Deliverables/Responsibilities** : + Ensure RTP's computer system program is established and compliant with LQS302 Computer Systems… more
- New York State Civil Service (Albany, NY)
- NY HELP No Agency Financial Services, Department of Title Trust Compliance Associate (Financial Services Specialist 4 ( Compliance ), SG-27) Occupational ... Department of Financial Services is seeking candidates for the position of Trust Compliance Associate in Limited Purpose Trust unit within the Research and… more
- Chewy (Minneapolis, MN)
- …that enhance pet wellness while maintaining the highest standards of regulatory compliance , quality assurance, and ethical sourcing. The ** Associate Director, ... compliance frameworks also support National Brands. Responsibilities include compliance governance, regulatory risk management , social responsibility… more
- BD (Becton, Dickinson and Company) (Franklin Lakes, NJ)
- …grow and become your best self. Become a **maker of possible** with us. The Associate Director of Program Management will be responsible for managing ... will require strong cross-functional leadership, influencing and negotiation skills, and project/ program management proficiency in addition to the ability to… more
- Grant Thornton (New York, NY)
- … management , background highly preferred + Knowledge of consumer protection principles, compliance management systems, compliance risk management , ... As a Financial Services Internal Audit Senior Associate , you will get the opportunity to grow...Minimum 2 years of related work experience working in compliance , risk management or internal audit departments… more
- SMBC (Jersey City, NJ)
- …portfolio of benefits to its employees. **Role Description** SMBC Group is seeking an Associate to join the Compliance Controls Inventory team, which is a part ... will report to the Director who serves as the Compliance Controls Inventory program lead and will...Associate will engage extensively with other teams in Compliance and the 1st line of defense to identify,… more
- New York State Energy Research and Development Aut (New York, NY)
- …to manage business risks through the development, planning and execution of the Compliance Program ; the development, maintenance, and updating of NYGB policies ... the critical role of Associate or Senior Associate , Risk & Compliance . This position will...Responsibilities + In partnership with the Investment & Portfolio Management group (IPM), which is responsible for originating, structuring,… more