- Citigroup (Tampa, FL)
- …+ Advanced degree a plus **Job Family Group:** Compliance **Job Family:** Compliance Risk Management **Time Type:** Full time **Primary Location:** Tampa ... organizational skills and a solid understanding of an effective compliance management system. **Responsibilities** : + High-impact...notes and materials to be used by the Chief Compliance Officer of USPB in various regulatory… more
- Citigroup (Getzville, NY)
- …president of Compliance Data Risk Oversight lead for Independent Compliance Risk Management (ICRM) responsible for developing and implementing ... trend analysis for data compliance risks. This role sits within ICRM Compliance Risk Management Programs (CRMP), specifically the Data Compliance … more
- Citigroup (Getzville, NY)
- …president of Compliance Data Risk Oversight lead for Independent Compliance Risk Management (ICRM) responsible for developing and implementing ... trend analysis for data compliance risks. This role sits within ICRM Compliance Risk Management Programs (CRMP), specifically the Data Compliance … more
- KeyBank (Charlotte, NC)
- …the Consumer Deposit Compliance team within Compliance Risk Management . The Compliance Officer will provide subject matter expertise of federal ... Road - Brooklyn, Ohio 44144 **JOB BRIEF (PURPOSE)** The Compliance Officer will be a member of...wherewithal and flexibility to undertake new functions/tasks as the Compliance Risk and line of business evolves… more
- KeyBank (Charlotte, NC)
- …Lending and Deposits Compliance team within Compliance Risk Management . The Commercial Compliance Officer will provide support to business and ... 4910 Tiedeman Road - Brooklyn, Ohio 44144 The Commercial Compliance Officer will be a member of...wherewithal and flexibility to undertake new functions/tasks as the Compliance Risk and line of business evolves… more
- KeyBank (Columbus, OH)
- …line of defense Compliance Risk Management function, the Complaint's Management Compliance Officer is responsible for helping to execute a robust ... As a member of the Fair and Responsible Banking ("FARB") team (within Compliance Risk Management ["CRM"], the incumbent will provide second line of defense… more
- HUB International (New York, NY)
- …(RPW) SEC registered investment advisor and limited purpose FINRA Broker-Dealer: The Deputy Chief Compliance and Risk Officer , will be a highly visible, ... senior leadership position, reporting directly into the Global/Executive Chief Compliance and Risk Officer , working closely with RPW senior leadership to… more
- Citigroup (Jacksonville, FL)
- Serves as a senior compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for supporting in the establishment and ... various internal assurance processes, eg Regional Enterprise wide and Horizontal risk assessments, self-assessment, internal audit or compliance assurance… more
- Citigroup (Jersey City, NJ)
- …as a senior compliance risk officer for Independent Compliance Risk Management (ICRM)'s Testing team responsible for assessing compliance ... within CIA function and with other partners and stakeholders including Product Compliance , Business process owners, Risk management and Internal… more
- Wellington (Boston, MA)
- …strategies. In doing so the officer will support the implementation of the risk management standards across the firm and work to ensure the function aligns ... supporting colleagues in EMEA and APAC, the Boston-based Senior Risk Officer will sit strictly in second...The role will report to the Global Head of Risk Management , based in London **Specific responsibilities… more