- Scotiabank (Dallas, TX)
- Compliance Testing Senior Manager , Swap Dealer and Derivatives Compliance **Requisition ID:** 220508 **Salary Range:** 99,790.00 - 190,995.00 _Please ... future! **Purpose** Contributes to the overall success of GBM&T Compliance Testing team and Swap Dealer and...and observations into central repository + Prepare and distribute testing reports to senior management detailing review… more
- TD Bank (Mount Laurel, NJ)
- …may vary depending on availability and individual circumstances._ **Job Description Summary:** The Senior Manager , Compliance Testing oversees and ... are complying with established policies, standards and procedures. The Senior Manager , Compliance Quality Assurance...for the timely execution of the Compliance testing plan + Typically deals with senior /executive… more
- KeyBank (Amherst, NY)
- …in collaboration with other members of REA team on projects and testing . The Senior Compliance Manager must have in-depth knowledge of wealth and trust ... those to testing , monitoring, issues management, and verification activities. The Senior Compliance Manager must exhibit strong leadership, initiative,… more
- Charles Schwab (Lone Tree, CO)
- …team, as a Senior Manager , responsible for conducting risk-based compliance testing within our affiliated investment advisory programs and mutual funds. ... monitor compliance with applicable regulatory requirements. The Senior Manager is expected to make recommendations...Legal, Corporate Risk Management, and with business partners. **The Senior Manager will:** + Draft testing… more
- KeyBank (Cleveland, OH)
- …in collaboration with other members of REA team on projects and testing . The Senior Compliance Manager must have a strong understanding of audit and/or ... those to testing , monitoring, issues management, and verification activities. The Senior Compliance Manager must exhibit strong leadership, initiative,… more
- Entergy (New Orleans, LA)
- …not be paid overtime associated with such duties. **Job Segment:** Testing , Compliance , Senior Product Manager , Market Research, Law, Technology, Legal, ... presentations to optimize the utility's product portfolio and ensure compliance with all relevant regulations. **JOB DUTIES/RESPONSIBILITIES** 1. Data Collection… more
- MTA (New York, NY)
- Senior Manager , Inspections & Testing (Durable Materials) Job ID: 13167 Business Unit: MTA Headquarters Location: New York, NY, United States ... Relations Date Posted: Sep 29, 2025 Description JOB TITLE: Senior Manager , Inspections & Testing ...electrical and signal materials, and structural steel materials. The Senior Manager will ensure compliance … more
- TD Bank (Greenville, SC)
- …rules, and regulations (eg, primarily consumer financial protection laws).** **Duties:** **The Senior Compliance Testing Analyst is responsible for executing ... and regulations (eg, primarily consumer financial protection laws).** **Job Summary:** The Senior Compliance Testing Analyst executes independent testing… more
- TD Bank (Charlotte, NC)
- …for this role. **Line of Business:** Governance & Control **Job Description:** The Senior Manager , Governance & Control oversees and leads a highly complex ... role leads the development and oversees execution of quality control and regulatory compliance testing plans. Key skills associated with this role include strong… more
- BMO Financial Group (Chicago, IL)
- …and stakeholder needs. + Performs and/or effectively challenges monitoring and testing activities to ensure regulatory compliance controls are operating ... group, internal/external stakeholders and trust with regulators. + Analyzes and reports compliance information and testing outcomes to Compliance and… more
Recent Jobs
-
Physical Measurements Sales Representative
- Shimadzu Scientific Instruments (Pittsburgh, PA)
-
Future Talent Program - Spclst, Finance Leadership Development Program (Hybrid)
- Merck & Co. (Rahway, NJ)
-
Manufacturing Engineer
- BD (Becton, Dickinson and Company) (Broken Bow, NE)
-
API Planner (Associate-Senior lvl)
- Novo Nordisk Inc. (West Lebanon, IN)