- USAA (Phoenix, AZ)
- …truly makes us special and impactful. **The Opportunity** We are seeking a Compliance and Operational Risk Testing Analyst Lead for our Bank Risk ... + 8 or more years of meaningful work experience (internal/external audit, operational risk / compliance testing , quality assurance) + Knowledge of relevant… more
- USAA (Tampa, FL)
- …position. As a member of the second line of defense, the Compliance and Operational Risk Testing Analyst implements independent testing under the ... requirements are adhered to. + Completes assigned compliance and operational risk testing activities in accordance with established timelines and high… more
- USAA (Plano, TX)
- …makes us special and impactful. **The Opportunity** As a Compliance and Operational Risk Testing Analyst Lead specializing in IT Infrastructure, you ... degree. + 8 or more years of work experience (internal/external audit, operational risk / compliance testing , quality assurance) + Experience interpreting… more
- USAA (San Antonio, TX)
- …a Degree. + 8 or more years of relevant work experience (internal/external audit, operational risk / compliance testing , quality assurance) + Expert ... Leads and manages a grouping of tests to ensure operational risks and compliance requirements are adhered...laws and regulations and guidance or operational risk principles/concepts. + Advanced knowledge of testing … more
- Regions Bank (Birmingham, AL)
- …**Primary Responsibilities** + Serves as subject matter expert in compliance and operational risk to effectively execute testing activities + Maintains ... of the system. **Job Description:** At Regions, the Enterprise Risk Testing Analyst is a second line...Bachelor's degree and seven (7) years of experience in Compliance , Operational Risk , Quality Assurance/Control,… more
- Wells Fargo (Charlotte, NC)
- …team focus is on testing process and controls in place to mitigate operational risk ._** **In this role, you will:** + Utilize practices to perform advanced ... of all applicable risk programs (Credit, Market, Financial Crimes, Operational , Regulatory Compliance ), which includes effectively following and adhering to… more
- JPMorgan Chase (New York, NY)
- …the status quo and striving to be best-in class. As a Data & Analytics (D&A) Compliance , Conduct & Operational Risk (CCOR) (AI) - Vice President within the ... regulatory adherence. You will provide independent second-line coverage for compliance , conduct, and operational risk ... testing for AI across the firm, addressing operational , compliance , and conduct risks. Additionally, you… more
- Equitable (Charlotte, NC)
- Staff Auditor II - Products Compliance and Operational Risk Management ( 2500004B ) **Primary Location** : UNITED STATES-NC-Charlotte **Organization** : ... systematic, disciplined approach to evaluate and improve the effectiveness of risk management, control and governance processes. Key responsibilities include the… more
- BMO Financial Group (WI)
- …Purpose: **To Boldly Grow the Good in Business and Life.** Our Senior Manager, Compliance & Operational Risk Enablement provides subject matter expertise in ... oversight for the business. Reports on trending and escalates as needed. Risk assesses policies, procedures, and workflows. Project work as assigned. Implements… more
- JPMorgan Chase (Tampa, FL)
- …detailed compliance testing review reports. + Foster collaboration with Compliance and Operational Risk Officers on various engagements. This ... initiatives that enhance the business control environment through recommended updates to the Compliance and Operational Risk Evaluation (CORE) application. +… more