- TD Bank (Portland, ME)
- …Unfair, Deceptive, or Abusive Acts or Practices (UDAAP) regulations + Experience with compliance testing and monitoring frameworks + Exposure to regulatory exams ... assists in developing Compliance Team procedures + Facilitates the periodic Compliance risk and self -assessment activities for designated business using TD's… more
- Fifth Third Bank, NA (Cincinnati, OH)
- …in banking at Fifth Third Bank. GENERAL FUNCTION: Responsible for leading reviews in the compliance testing program to ensure full compliance with state and ... apply logical and critical thought processes when developing and recommending solutions. #LI-GM1 Compliance Officer II - Compliance Testing LOCATION --… more
- SMBC (Jersey City, NJ)
- … deliverables. + Serves as the examiner-in-charge responsible for all facets of compliance testing engagements. + Manages ongoing development and refinement of ... financial services, including banking, leasing, securities, credit cards, and consumer finance. The Group has more than 130 offices...within local and Head Office reporting. + Develops annual compliance testing schedules with Compliance … more
- Capital One (Plano, TX)
- Manager, Compliance Second Line Testing - Auto Finance The Compliance Testing Manager performs a key second line of defense role, to help ensure ... (URCCAM), and US - Regulation E - Electronic Fund Transfer Act (EFTA). The Compliance Testing Manager oversees transaction testing and control testing… more
- Food Safety and Inspection Service (Louisville, KY)
- …safe product by executing appropriate inspection methods, determining non- compliance with regulatory requirements, documenting noncompliance and initiating ... observe plant operations and conduct hands-on verification to ensure compliance with regulatory requirements and prepare detailed documentation (Non- Compliance… more
- KeyBank (Buffalo, NY)
- …ongoing compliance with applicable laws and regulations through the execution of compliance and operational risk monitoring and testing across Key's lines of ... Job** As part of Key's second line of defense Compliance Risk Management function, the Risk Evaluation and Assurance.... The ideal candidate has a functional knowledge of consumer finance operations and products, experience in testing… more
- Federal Reserve Bank (Philadelphia, PA)
- …serves eastern and central Pennsylvania, southern New Jersey, and Delaware. The Consumer Finance Institute (CFI) seeks a well-trained and motivated senior research ... of more senior staff, this position may offer opportunities to pursue self -directed research resulting in authored or coauthored reports. RAs typically work at… more
- Byline Bank (Chicago, IL)
- …policies and procedures are being followed. **Duties and Responsibilities:** + Performs compliance testing to ascertain compliance with applicable banking ... the Assault of Non-Solicited Pornography and Marketing Act, Telephone Consumer Protection Act, Loans by Members to their Executive...and laws. + Knowledge and experience in monitoring and testing compliance processes and procedures. + Solid… more
- Huntington National Bank (Columbus, OH)
- …to get broad exposure and advancement opportunities. Duties & Responsibilities: + Direct self -monitoring and testing activities to ensure that they are performed ... Description Huntington's Consumer & Regional Banking Risk Team is seeking...closure + Strong understanding of risk management frameworks, control testing , and regulatory compliance expectations + Demonstrated… more
- JPMorgan Chase (Jersey City, NJ)
- …**Job responsibilities** + Lead and work on audit engagements covering Consumer & Community Banking technology including audit planning, audit evaluation and ... documentation of control design, audit substantive testing and documentation of operating effectiveness, directing audit staff, audit report drafting, follow-up and… more
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