- Vanguard (Charlotte, NC)
- Join the new Controls and Governance department as a highly skilled and motivated senior controls advisor within the Advice and Wealth Management ... be essential in ensuring effective risk management, robust processes and controls , strong oversight, and operational resilience. Responsibilities: + Risk Management:… more
- Charles Schwab (Westlake, TX)
- …us "challenge the status quo" and transform the finance industry together. The Wealth and Advice Solutions Risk & Governance (WAS R&G) is a team of risk ... understanding and executing on obligations of various risk programs. Within Wealth and Advice Solutions Risk & Governance , the WAS Supervision team is… more
- Charles Schwab (Westlake, TX)
- **Your opportunity** Schwab's Wealth & Advice Solutions (WAS) organization offers industry-leading wealth management services to both retail and registered ... investment advisor (RIA) clients. The team is responsible for Schwab's...includes enhancing the services and capabilities available across our advice spectrum, with focus on flagship full-service advisory offering,… more
- Capital One (Richmond, VA)
- …expert advice , influence adjustments to the processes, procedures, and controls + Perform UDAAP validations and reviews + Active involvement with compliance ... Senior Manager, Compliance Advisor - Retail Bank The Senior Manager, Compliance... is responsible for delivering quality results, providing compliance advice to lines of business as a subject matter… more
- PNC (Cleveland, OH)
- …to the company's success. We are looking to hire an AML Sanctions Advisor to support Treasury Management within PNC's Enterprise Advisory group in AML. The ... through practical experience in core BSA/AML operational functions or a governance role is preferred. Certifications such as the Certified Anti-Money Specialist… more
- Northwell Health (New Hyde Park, NY)
- …to established standards and strategy. Recommends and advocates for data policies, governance structures and control frameworks for ongoing management of data ... 164791 **Department Overview** + Key member of the Enterprise Data Governance function at Northwell, including facilitating the operationalization of governance… more
- Truist (Charlotte, NC)
- …It guides us, motivates us and influences everything we do. The Enterprise Technology Governance and Controls Team is a first line risk management function that ... risks. + Ability to assess levels of adherence/execution and identify risk/ control improvement opportunities in risk management principles/ controls , broad based… more
- Vanguard (Chesterbrook, PA)
- …internal controls , and influence senior leadership to improve the control environment. Collaboration with collaborating groups across divisions is crucial, and ... department is seeking a Senior Engagement Manager within our Advice & Wealth Management (AWM) team! This role is...to share knowledge and perspective on topics related to governance , risk, control and areas of expertise… more
- PNC (Pittsburgh, PA)
- …have an opportunity to contribute to the company's success. As an ALM Sanctions Advisor Sr within PNC's , Retail AML Compliance Advisory Organization you may be ... available in all geographic locations. . Data management and control focus . Understanding and experience with data quality,...focus . Understanding and experience with data quality, data governance , and data lineage as well as establishing data… more
- Truist (Raleigh, NC)
- … control environment + Provide direction and guidance in the development of controls and governance mechanisms within the BU. + Execute, facilitate, and ... Unit (BU) leadership in its management of risks and controls as well as its execution of risk program...etc.) within the Business Unit. Provide strategic insight, risk advice and influence to assigned Business Unit. Concur with… more