- SMBC (White Plains, NY)
- …SMBC's Compliance Department Americas Division ("CPAD") is seeking a Compliance Monitoring and Testing Associate. The Associate-level position ... testing engagements is essential. **Role Objectives** + Supporting examiner-in-charge of Compliance Monitoring and Testing engagements. + Assists in the… more
- TD Bank (New York, NY)
- …Qualifications:** This Senior Compliance Officer is a key member of the TDS US Compliance Monitoring and Testing Team and Core Compliance Group. The ... Compliance program as needed. **Depth & Scope:** Compliance Monitoring and Testing +...wide range of capital markets products and services to corporate , government, and institutional clients who choose us for… more
- Walmart (Bentonville, AR)
- …work in Bentonville, AR The **Manager Specialty Compliance and Ethics, AML Testing and Monitoring ** role will participate in risk-based control testing ... and Directors throughout all stages of reviews by taking on more complex testing and monitoring assignments. Additionally, provide guidance to Senior Analysts… more
- Citigroup (Tampa, FL)
- Individuals in Quality Assurance, Monitoring & Testing are responsible for the assessment of outcomes from activities and processes against conformance with ... post completion of an activity/process. This includes the development and execution of Monitoring and Testing for controls, such as control design assessment,… more
- Truist (Charlotte, NC)
- …review the following job description:** Responsible for executing compliance monitoring indicators for assigned business unit/ corporate function. Support the ... activities for risk programs, risks and controls. 4. Incorporate results of quality monitoring activities, 2nd line testing , SOX testing and complaints… more
- AIG (New York, NY)
- Senior Manager, Compliance Data Analytics & Monitoring Compliance partners with GLCR Data Analytics & Automation (GLCR DAA) to maintain a Testing and ... partner with GLCR DA&A team to deliver the annual Compliance Testing plan, leveraging existing automation platforms:...ongoing test statuses and provide feedback to manager and Corporate Compliance , highlighting issues or areas of… more
- TD Bank (New York, NY)
- …**Job Description:** This VP, Compliance is a key member of the TDS US Compliance Monitoring & Testing (M&T) Team, responsible for working on the ... + Assist with the development, implementation and coordination of the Compliance Monitoring program, including evaluating program design elements, analyzing… more
- L3Harris (Arlington, VA)
- …sea and cyber domains in the interest of national security. Job Title: Internal Monitoring , Global Trade Compliance (Arlington, VA) Job Code: 27667 Job Location: ... compliance with US trade regulations as required. Internal monitoring includes monthly and quarterly self-assessment activity as well...Incidents (RCI) as needed + Assist with managing the corporate trade compliance program. + Develop and… more
- CVS Health (Nashville, TN)
- … Plan Execution** (80%) + Plan and execute walkthrough initiatives as well as compliance monitoring testing for assigned monitoring plan activities. ... COE will be a key member of the Compliance Monitoring team and will lead the...and testing attributes documents prior to beginning testing . + Effectively perform and document monitoring … more
- ATS Automation (Warminster, PA)
- …Requisition ID: 14616 Location: Warminster, PA, US, 18974 Date: Sep 2, 2025 Corporate Compliance Leader ATS Scientific Products is expanding our team and ... has an immediate opening for aCorporate Compliance Leader. The Corporate Compliance ...diverse end-user markets including pharmaceuticals, life science, ophthalmic, environmental testing and monitoring , food and beverage and… more