- SMBC (Jersey City, NJ)
- …SMBC's Compliance Department Americas Division ("CPAD") is seeking a Compliance Monitoring and Testing Associate. The Associate-level position ... testing engagements is essential. **Role Objectives** + Supporting examiner-in-charge of Compliance Monitoring and Testing engagements. + Assists in the… more
- SMBC (Jersey City, NJ)
- …SMBC's Compliance Department Americas Division is seeking a Vice President of the Compliance Monitoring and Testing team to perform testing of ... for M&T Program + Serves as the examiner-in-charge responsible for all facets of compliance monitoring and testing engagements + Assists in the development… more
- TD Bank (New York, NY)
- …**Job Description:** This Compliance Officer is a key member of the TDS US Compliance Monitoring and Testing Team and Core Compliance Group. The ... of the Core Compliance program as needed. Compliance Monitoring and Testing +...wide range of capital markets products and services to corporate , government, and institutional clients who choose us for… more
- TD Bank (New York, NY)
- …Qualifications:** This Senior Compliance Officer is a key member of the TDS US Compliance Monitoring and Testing Team and Core Compliance Group. The ... Compliance program as needed. **Depth & Scope:** Compliance Monitoring and Testing +...wide range of capital markets products and services to corporate , government, and institutional clients who choose us for… more
- TD Bank (New York, NY)
- …will manage ongoing Compliance risk coverage planning that will support the Compliance Monitoring & Testing (M&T) program. Additionally, this role will ... United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $140,000 - $185,000 USD TD is...+ Support the development and maintenance of the Firm's Monitoring and Testing Coverage Plan, which includes… more
- Discover (Riverwoods, IL)
- …role to management. The Principal Compliance Specialist - Monitoring and Testing within Corporate Compliance performs a key second line of defense ... Compliance Specialist will be responsible for executing risk-based compliance monitoring and testing for the purpose of independently validating… more
- TD Bank (New York, NY)
- …and assists in implementing compliance initiatives to help manage regulatory risk. Compliance Monitoring and Testing + Assist with developing and ... stakeholders globally + Assist in identifying areas for enhanced Monitoring , Testing or training Core Compliance...wide range of capital markets products and services to corporate , government, and institutional clients who choose us for… more
- Walmart (Bentonville, AR)
- **Position Summary ** The Senior Analyst Specialty Compliance and Ethics, AML Testing and Monitoring role will participate in risk-based control testing ... Auditor (CIA) certification. * You have internal audit, external audit, or controls testing and monitoring experience. * Proven experience with Power BI, Sigma,… more
- Walmart (Bentonville, AR)
- **Position Summary ** The Manager, Specialty Compliance and Ethics - Testing and Monitoring coordinates and completes job-related activities and assignments ... planning and management of audits and reviews related to Anti-Corruption, Ethics and Compliance subject matters. **What you'll do ** + Drives efficiencies in the… more
- Truist (Wilson, NC)
- …of America) **Please review the following job description:** Support the Internal Control Monitoring and Testing Managers in the effective execution of risk and ... corrective action as necessary. + Incorporate results of quality monitoring activities, 2nd line testing , SOX ...Platform + Prior experience with Issue Validation, Finance Control Testing and/or compliance withing a control … more
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