- SMBC (Jersey City, NJ)
- … testing reviews within the FCC Testing group, as part of the wider Compliance Monitoring & Testing function. This role will also support the Annual ... deliverables. + Serves as the examiner-in-charge responsible for all facets of compliance testing engagements. + Manages ongoing development and refinement of … more
- Walmart (Bentonville, AR)
- **Position Summary ** The Senior Analyst Specialty Compliance and Ethics, AML Testing and Monitoring role will participate in risk-based control testing ... Auditor (CIA) certification. * You have internal audit, external audit, or controls testing and monitoring experience. * Proven experience with Power BI, Sigma,… more
- Wells Fargo (Irving, TX)
- …Wells Fargo is seeking a Senior Independent Testing Specialist within Independent Testing & Validation (IT&V) Corporate & Investment Banking (CIB) as part of ... lines of business at wellsfargojobs.com (https://www.wellsfargojobs.com/career-areas/) . The Independent Testing and Validation (IT&V) team is responsible for the… more
- S&P Global (NY)
- …use):** 13 **S&P Global Corporate ** **Director, First Line Technology Controls Testing and Monitoring ** **The Team:** Digital Solutions (DS) is an ... of defense in Information Security, Digital Technology Services, and Corporate Platforms, as well as with Enterprise Risk and...Lead efforts in defining and documenting a comprehensive controls testing and monitoring methodology. + Lead the… more
- Capital One (Plano, TX)
- …School Diploma, GED or equivalent certification** + **At least 3 years of compliance testing , monitoring , quality assurance, or audit experience** ... of business compliance requirements in alignment with team and Independent Compliance Testing Program methodology and procedures.** + **Suggesting changes to… more
- TD Bank (New York, NY)
- …assists in implementing compliance initiatives to help manage regulatory risk. ** Compliance Monitoring & Compliance Oversight** + Assist with developing ... and overseeing the Compliance Monitoring program. + Collaborate with colleagues...MIS reporting for ongoing tracking and evaluation for both Monitoring and Oversight of the first line testing… more
- L3Harris (Arlington, VA)
- …to ensure compliance with US trade regulations as required. Internal monitoring includes monthly and quarterly self-assessment activity as well as site visits ... limited to, coordinate and schedule monthly, quarterly, and annual self-assessments, compliance assistance visits (CAVs), and other internal monitoring activity… more
- ATS Automation (Warminster, PA)
- …Requisition ID: 14616 Location: Warminster, PA, US, 18974 Date: Jul 6, 2025 Corporate Compliance Leader ATS Scientific Products is expanding our team and ... has an immediate opening for aCorporate Compliance Leader. The Corporate Compliance ...diverse end-user markets including pharmaceuticals, life science, ophthalmic, environmental testing and monitoring , food and beverage and… more
- TD Bank (New York, NY)
- …execution of the annual Compliance Test Plan. + Work closely with the Head of Compliance Monitoring and Testing and the other Compliance Testing ... Compliance Testers as part of the wider Monitoring and Testing Team. The Director -...wide range of capital markets products and services to corporate , government, and institutional clients who choose us for… more
- Regions Bank (Atlanta, GA)
- …will be impacted by these changes + Administers a monitoring and testing program to ensure effective compliance with all applicable laws and regulations ... section of the system. **Job Description:** At Regions, the Corporate Compliance Analyst is a second line...+ Conducts research of laws and regulations that impact compliance to include monitoring for new laws… more
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