- Commonwealth of Pennsylvania (PA)
- Dealer Audit Section Field Auditor (Administrative Officer 1) - Risk Management Print ... (https://www.governmentjobs.com/careers/pabureau/jobs/newprint/4938740) Apply Dealer Audit Section Field Auditor (Administrative Officer 1) - Risk… more
- PNC (Boston, MA)
- …the company's success. As Compliance Program Specialist Senior within the Swap Dealer Compliance team, you will join PNC's Independent Risk Management organization. ... Responsibilities require time in the office or in the field on a regular basis. Some responsibilities may be...As a Compliance Program Specialist Senior within the Swap Dealer Compliance team, you will monitor and test activity… more
- Access Dubuque (Dubuque, IA)
- …audits, update factory programs, communicate changes and drive implementation. + Assist with Audit Preparation for 3rd Party Audit , + Database Management + ... + Biology + Business Management + Or a related field **What Makes You Stand Out** Ideally you will...language of the official Plan Documents will control. ACA Section 1557 Nondiscrimination Notice The John Deere Health Benefit… more
- MUFG (New York, NY)
- …requests from external regulators and internal stakeholders eg Compliance testing and Audit . Support corrective action planning and issue remediation, as required. + ... to senior management. + Recordkeeping: + Support compliance with CFTC Swap Dealer recordkeeping requirements by conducting reviews of archived records to ensure they… more