- Vanguard (Malvern, PA)
- Overview Join the new Controls and Governance department as a highly skilled and motivated senior controls leader within the Advice and Wealth Management ... (AWM) Division. Reporting to the AWM Head of Controls and Governance , this leader will build...and implementation of a divisional framework that promotes strong governance and a sustainable risk and control … more
- Charles Schwab (Westlake, TX)
- …us "challenge the status quo" and transform the finance industry together. The Wealth and Advice Solutions Risk & Governance (WAS R&G) is a team of risk ... understanding and executing on obligations of various risk programs. Within Wealth and Advice Solutions Risk & Governance , the WAS Supervision team is… more
- TD Bank (New York, NY)
- …please let us know and we will work with you to meet your needs. The Director Governance & Control partners with the Business and other groups globally ... day-to-day activities, operations, products, and services, and is operating within risk appetite. Director Governance & Control reviews and assesses whether… more
- TD Bank (New York, NY)
- …please let us know and we will work with you to meet your needs. The Director Governance & Control partners with the Business and other groups globally ... globally to design, implement, maintain, and monitor effective internal controls and ensure business activities remain within TD Bank's...products, and services, and is operating within risk appetite. Director Governance & Control reviews… more
- Charles Schwab (Westlake, TX)
- …Director to manage and enhance Schwab's Investment Advisory governance routines, including inter-affiliate relationship management, regulatory reporting, and ... **Your opportunity** Schwab's Wealth & Advice Solutions (WAS) organization offers industry-leading wealth management...This Director role will report to the Director of WAS Governance and will serve… more
- TD Bank (New York, NY)
- …of Business:** TD Securities **Job Description:** The TD Securities, Employee Relations Director , Regulatory and Controls is responsible for leading the ... relations matters. Partner closely with Employee Relations and HR Advice CoE, HR 1B, Legal, Compliance, Risk, and internal...frameworks (eg, GDPR, SOX) and the ability to manage governance and control functions within a matrixed… more
- JPMorgan Chase (Charlotte, NC)
- …Controls Execution** (ACE) organization, with responsibility for the oversight and governance of risks and controls associated with Payments, Merchant ... management is paramount to ensuring organizational resilience and success. As a Controls Execution Oversight Director , you will align cross-functional support… more
- JPMorgan Chase (Jersey City, NJ)
- …institutions, and governments. As the Global Clearing & Cross Currency Business Control Manager - Executive Director within the Treasury Services Payment ... and effective program oversight and execution. + Design and implement robust control frameworks, governance structures, and performance metrics. + Oversee … more
- TD Bank (New York, NY)
- …and governance related to maintaining and monitoring sound internal controls over financial reporting, disclosure and other financial and operational processes ... the completeness, accuracy and timeliness of optimized processes and controls for financial reporting. Product Control is...escalation point for own area and provide guidance / advice and recommendations to support dealings with internal /… more
- CIBC (Chicago, IL)
- …are identified and compliant to the CIBC CIRA process. Acts as the risk and controls Subject Matter Expert (SME), providing expert advice to Line of Business ... and understanding and impacts. Lead the completion of CIBC Control Framework requirements, including Risk and Controls ...controls . Develop & present Executive Reporting on the governance & controls environment of the sub… more