- Capital One (New York, NY)
- Director , Head of Surveillance As the Director , Head of Surveillance, part of Capital One's Compliance organization you will manage Capital One's ... + Oversight of trade surveillance for Swap Dealer (interest rate, FX commodities-energy) and institutional Broker-Dealers (equity trading & fixed income (ABS)).… more
- Scotiabank (New York, NY)
- Director & Head , Digital Channels - Portal and Mobile, Global Transaction Banking **Requisition ID:** 221443 **Salary Range:** 180,000.00 - 301,500.00 _Please ... driven winning team, committed to results, in an inclusive and high-performing culture. ** Director & Head , Digital Channels - Portal and Mobile, Global… more
- BMO Financial Group (Chicago, IL)
- …linked securities and commodities. MANDATE Reporting to the Managing Director & Head Foreign Exchange Structuring, the Vice President or Director ... Knowledge: + 5+ years experience in Foreign Exchange sales/trading with a strong understanding of FX...with criminal histories, consistent with applicable federal, state and local law. BMO is committed to working with and… more
- Mizuho Corporate Bank (New York, NY)
- …market risk and liquidity risk (including interest rate risk, equity price risk, foreign exchange risk, commodity risk, and debt obligations). + Knowledge of ... of MHBK's Internal Audit Division (IAD). Summary Under the direction of the Director /, execute a robust audit program including performing the timely execution of… more
- TD Bank (New York, NY)
- …drive Improvement. + Conduct regular reviews of surveillance alerts across FX , Fixed Income, Commodities, Exchange -Traded Products, and Electronic Communications ... and communications monitoring. The incumbent will report to the Director of Surveillance Quality Assurance and will be part...detecting market abuse and manipulation. + Product knowledge of FX , exchange traded products (listed option, equites,… more
- Mizuho Corporate Bank (New York, NY)
- …and talent development. Job Description + Under the direction of the Director , maintain a robust audit program including overall management and/or leading the ... to ensure activities are coordinated. + Work with IADA Director /MD and equity & research management to identify control...+ Communicate, as needed, with Internal Audit Department (IAD) Head Office, other IAD overseas offices, IADA management and… more
- Mizuho Corporate Bank (New York, NY)
- …effective remediation. + Communicate, as needed, with Internal Audit Department (IAD) Head Office, other IAD overseas offices, IADA management and staff and other ... or special projects as may be directed by the Director . + Cooperate with directives and requests from IADA's...the role, needs of your department, as well as local laws and regulatory obligations. Roles in some of… more