• Sales and Trading Audit Director

    SMBC (New York, NY)
    …Risk, Business Control, Compliance, Finance in the financial industry. + Strong knowledge of securitized products (ECM, DCM, ABS and CLO) + Good understand of ... + Strong understanding of risk management framework for trading activities and securitized products + Knowledge of regulatory expectations related to market… more
    SMBC (07/27/25)
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  • Audit Director - Sales and Trading

    SMBC (New York, NY)
    …management framework for trading products , including derivatives, structured and securitized products . * Knowledge of regulatory expectations related to ... benefits to its employees. **Role Description** SMBC is seeking an experienced audit director with a minimum of 10-15 years' experience in the relevant financial… more
    SMBC (05/28/25)
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  • Global Financial Institutions Group,…

    SMBC (New York, NY)
    …lender regulatory requirements. **Role Objectives** + Closely coordinate with SMBC's Securitized Products and Capital Solutions Department (SPCS) to evaluate ... of products , including Capital Markets (DCM, ECM, ABS, CLOs), Sales and Trading (Equities & Fixed Income), FX/Derivatives, Trade Finance, Structured Financing… more
    SMBC (07/09/25)
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  • Portfolio Manager, Agency MBS

    The Hartford (Hartford, CT)
    Sr Director , Portfolio Manager - VHSDPM We're determined to make...assets. The PM will report to the Head of Securitized Products , and be based out of our ... team as we help shape the future. The Senior Director , Portfolio Manager, Agency MBS (the PM), will help...potential clients + Work closely with other members of Securitized Products team in developing and enhancing… more
    The Hartford (07/18/25)
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