- TD Bank (New York, NY)
- …TD Securities Compliance team is seeking a Director -level candidate to lead the Surveillance Data Quality Team. This is a global role, the incumbent will ... The ideal candidate will have deep expertise in financial markets, data governance, trade surveillance systems, and regulatory requirements at a large… more
- TD Bank (New York, NY)
- …TD Securities Compliance team is seeking a VP Compliance Manager for the brand new Trade Surveillance Quality Assurance team to develop and build out a global ... be part of the broader Surveillance Intelligence Unit, comprised of the Surveillance Data Quality Team, Surveillance Quantitative Analysis Team, and … more
- TD Bank (New York, NY)
- …team is seeking a Senior Compliance Officer to join the Surveillance Data Quality Team. The team supports the Trade and Communications Surveillance ... ideal candidate will have strong expertise in financial markets, data governance, trade surveillance systems,...surveillance data quality issues. Support the Data Quality Director in reporting on … more
- SMBC (Jersey City, NJ)
- …**Role Description** SMBC's Compliance Department is seeking a highly skilled Executive Director , Head of Communications Surveillance to lead and enhance its ... the three largest banking groups in Japan. SMFG's shares trade on the Tokyo, Nagoya, and New York (NYSE:...the Americas. This role reports directly to the Managing Director , Head of Surveillance , Control Room, and… more
- Boehringer Ingelheim (Duluth, GA)
- …reflect Boehringer Ingelheim's high regard for our employees. The Senior Associate Director , GPV Surveillance & Epidemiology leads the strategic design, ... and continuous advancement of a globally compliant and forward-looking Product Surveillance & Risk Management (PSRM) program within Global Pharmacovigilance (GPV).… more
- AeroVironment (Simi Valley, CA)
- … Trade Compliance consultants and legal counsel as directed by the TC Director . + Document retention - Maintain excellent Trade Compliance records in full ... Regular **Job Description** **Summary** Under the direction of the Trade Compliance Leadership, the primary responsibility of the ...problems of moderate scope where analysis of situations or data requires a review of a variety of factors… more
- TD Bank (New York, NY)
- …behaviors, market platforms, vendor technologies and operational elements. Experience in trade or communications surveillance a plus. + Firm understanding ... more specific details for this role. **Job Description:** This Director - Compliance role will be a key member...impacting products, behaviors and market participants. + Knowledge of trade and communications surveillance tools and vendors… more
- TD Bank (New York, NY)
- …behaviors, market platforms, vendor technologies and operational elements. Experience in trade or communications surveillance a plus. + Firm understanding ... regulatory areas impacting products, behaviors and market participants. + Knowledge of trade and communications surveillance tools and vendors for detecting… more
- BMO Financial Group (Chicago, IL)
- …as appropriate. + Implements and maintains an appropriate monitoring, surveillance and/or assessment function that provides reasonable assurance of compliance ... updates risk models, identifying and developing innovative risk assessment techniques, and incorporates data driven risk assessment that are end to end vs point in… more
- Northrop Grumman (Melbourne, FL)
- …after funding confirmation.** Northrop Grumman's Aeronautics Systems sector is seeking a **Staff Data Displays and Controls (DDC) Hardware Lead** to join our team of ... specifications + Performing functional and performance analyses + Conducting detailed trade studies, + Performing risk analysis and developing mitigation plans and… more