- TD Bank (New York, NY)
- …TD Securities Compliance team is seeking a Director -level candidate to lead the Surveillance Data Quality Team. This is a global role, the incumbent will ... The ideal candidate will have deep expertise in financial markets, data governance, trade surveillance systems, and regulatory requirements at a large… more
- TD Bank (New York, NY)
- …be part of the broader Surveillance Intelligence Unit, comprised of the Surveillance Data Quality Team, Surveillance Quantitative Analysis Team, and ... compliance with departmental review procedures. The incumbent will collaborate closely with Trade Surveillance and Communications Surveillance Team leads,… more
- Capital One (New York, NY)
- …Capital One's Compliance organization you will manage Capital One's Electronic Communications Surveillance Program and Trade Surveillance for Capital One's ... Director , Head of Surveillance As the...for independent judgment and decision-making. **Responsibilities:** + Oversight of trade surveillance for Swap Dealer (interest rate,… more
- Citizens (Medford, MA)
- …Clearance and Escalation, Information Barrier Advisory, Personal Securities Transactions, and Trade Surveillance . + Coordinate and deliver relevant training on ... risks. Key process areas include Conflict Management, Personal Securities Transactions Surveillance , and Preclearance Trade Reviews. The Conduct and Ethics… more
- SMBC (Jersey City, NJ)
- …**Role Description** SMBC's Compliance Department is seeking a highly skilled Executive Director , Head of Communications Surveillance to lead and enhance its ... the three largest banking groups in Japan. SMFG's shares trade on the Tokyo, Nagoya, and New York (NYSE:...the Americas. This role reports directly to the Managing Director , Head of Surveillance , Control Room, and… more
- City of New York (New York, NY)
- …will work closely with the other BOI units, coordinating with the Executive Director , administration, the surveillance and school compliance units, the Citywide ... also work closely with the other BOI units, coordinating with the Executive Director , administration, the surveillance and school compliance units, the Citywide… more
- New York State Civil Service (Central Islip, NY)
- …Department of Title Special Assistant: Metropolitan Area Assistant Regional Office Director for Hospitals and Diagnostic & Treatment Centers Occupational Category ... Duties Description The Metropolitan Area Regional Office (MARO) Assistant Regional Director for Hospital and Diagnostics & Treatment Centers manages all functions… more
- Sierra Nevada Company, LLC (Arlington, VA)
- As Director Business Development, you'll define and analyze critical new business development opportunities, develop and execute capture/growth strategies, and ... is responsible for government affairs, international strategy, international business, and trade and regulatory compliance. We provide strategic guidance across the… more
- City of New York (New York, NY)
- …organization, with faster decision-making, transparent public communications, and stronger surveillance and bridges to healthcare systems 2) Address and prevent ... Bureau of Human Resources seeks to hire an Administrative Manager, NM/L-III (Senior Director , Office of Compliance Services). DUTIES WILL INCLUDE BUT NOT BE LIMITED… more
- City of New York (New York, NY)
- …organization, with faster decision-making, transparent public communications, and stronger surveillance and bridges to healthcare systems 2) Address and prevent ... and injury related to environmental health risks through outreach and education, surveillance , and enforcement. The division's Bureau of Food Safety and Community… more