• Director , Trade Surveillance…

    TD Bank (New York, NY)
    …be responsible for managing, maintaining and enhancing the TD Securities' current trade surveillance program for ETPs within the Global Compliance Department. ... prohibited trading practices. **Job Details:** The US Head of Exchange Traded Products Surveillance , TDS (US) reports...be responsible for building and managing a team of trade - surveillance analysts who will be based in… more
    TD Bank (05/18/25)
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  • Director , Head of Surveillance

    Capital One (New York, NY)
    …Capital One's Compliance organization you will manage Capital One's Electronic Communications Surveillance Program and Trade Surveillance for Capital One's ... Director , Head of Surveillance As the...for independent judgment and decision-making. **Responsibilities:** + Oversight of trade surveillance for Swap Dealer (interest rate,… more
    Capital One (05/08/25)
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