- Citigroup (Wilmington, DE)
- …Execution oversight Director leads assurance and oversight activities across wealth risk management processes impacted by Investments, Retail Credit and ... for assigned book of work and provide assurance for wealth businesses in accordance with the applicable Risk...individual will lead discussions and provide updates to senior independent risk leadership and key business &… more
- Truist (Charlotte, NC)
- … is responsible for leading the coordination and delivery of value-added independent , objective risk -based internal audit assurance services for the Audit ... of a graduate school of banking. 3. Twelve years of progressive audit, risk or examiner experience within financial services wealth businesses; including… more
- Citigroup (Irving, TX)
- …Building upon Citi's Operational Risk Management Framework, this Managing Director position will have responsibility to perform independent assessment of ... The Technology & Cyber Compliance and Operational Risk Office (TCCORO) at Citi is the firm's...oversight responsibility for a significant portfolio of across the Wealth , USPB and Legacy Franchise organizations. The coverage area… more
- BMO Financial Group (Winnetka, IL)
- **NOT A LEADERSHIP ROLE** **We are currently seeking Senior Wealth Management professionals who excel in sales and relationship management, boasting a robust network ... + Produces client reports that demonstrate the value provided and assesses clients at- risk for retention. + Makes recommendations to senior leaders on strategy and… more
- Capital One (Mclean, VA)
- Director , Cyber Risk and Analysis Capital...quality, resilience, and other technology risks. The CTRO is independent , reports to the Chief Risk Officer, ... and decisions, challenge activities to ensure they meet our standards, and perform independent tests of our security and technology risk . Our business leaders… more
- BMO Financial Group (Chicago, IL)
- …oversees any significant business unit corrective actions, as necessary + Reports an independent Non-Financial Risk Profile for their Non-Financial sub- risk ... to perform and support evaluations of the firm's NFR sub- risk capability maturity levels and offers independent ...financial services enterprise. + Must be highly skilled NFR sub- risk professional who has a wealth of… more
- Scotiabank (New York, NY)
- Associate Director / Director , Corporate Banking, Financial Institutions Group - Origination - NYC **Requisition ID:** 215727 **Salary Range:** 185,000.00 - ... to results, in an inclusive and high-performing culture. **Title** : Associate Director / Director , Corporate Banking, Financial Institutions Group - Origination… more
- M&T Bank (Clanton, AL)
- …designed to minimize regulatory exposure . Identify, measure, respond, and escalate compliance risk issues to the Compliance Director and/or the Lines of ... Business (LOBs) as necessary . Work with the Compliance Director to engage other Risk Departments, Internal...Policies, Procedures and Industry Best Practices . Asset Management, Wealth and Private Banking, and Fiduciary Risk … more
- First National Bank of Omaha (Omaha, NE)
- …Advisers, LLC (FNA), a Registered Investment Adviser (RIA). Key member of the Wealth risk management team, reporting directly to the Director of Risk , ... will be accountable for corresponding reporting. **About This Role:** **Key Accountabilities:** ** Risk Management:** Support the Wealth Risk Management team… more
- Scotiabank (New York, NY)
- Director , Investment Banking, Financial Sponsors Group - New York, NY **Requisition ID:** 220928 **Salary Range:** 300,000.00 - 300,000.00 _Please note that the ... committed to results, in an inclusive and high-performing culture. **Title** : Director , Investment Banking, Financial Sponsors Group - New York, NY **Global Banking… more