- NatWest Markets (Stamford, CT)
- Director Electronic Trading Compliance Officer, US Stamford,United States Permanent Full Time \#R-00241613 Our people work differently depending on their ... to ensure the proper operations of the department and the business. ** Director , Electronic Trading Compliance Officer, US** Seeking an experienced… more
- Wells Fargo (New York, NY)
- …Executive Director level to provide leadership and management covering Equities, Electronic Trading , Structured Products Group and Volcker Risk Program **.** ... **Desired Qualifications:** + 6+ years of industry experience in Trading , Controls or Compliance + A BS/BA...degree or higher + Knowledge and experience with Equities, Electronic Trading , Structured Products and Volcker risk… more
- SMBC (New York, NY)
- …markets products (interest rate swaps, fixed income securities) + Good understanding of electronic trading + Experience related to auditing Capital Markets and ... audit coverage of Front Office and associated support functions including Sales, Trading , risk management and Operations within the Internal Audit Department. The… more
- Citigroup (New York, NY)
- …across the different product ecosystems. **Responsibilities:** + Originate and source new electronic trading relationships to increase breadth of clients doing ... also be focused on growth with key existing clients trading cash electronic products. Salesperson will also...in close partnership with control functions such as Legal, Compliance , Market and Credit Risk, Audit, Finance in order… more
- Scotiabank (New York, NY)
- …performance. + Ensure compliance with regulatory requirements and best practices in electronic FX trading . **What You'll Bring:** + Advanced degree (PhD or ... every future! **Overview:** We are seeking a highly skilled Director -level eFX Quant to join our eFX Trading...Deep understanding of eFX market structure, liquidity dynamics, and electronic trading workflows. + Expertise in building… more
- Scotiabank (New York, NY)
- …and/or Sell Side experience required + Strong working knowledge of Equities, Electronic Trading , Equity Research, Financing and Balance Sheet, Securities Lending ... Director , Equity Sales Trader; Global Banking & Markets;...financing, mergers & acquisitions, corporate banking, institutional equity sales, trading and research, fixed income products, derivatives, energy, foreign… more
- Raymond James Financial, Inc. (New York, NY)
- …Advanced concepts, practices, and procedures of institutional equity sales & sales trading . + Financial markets, products, and electronic networks. **Skill in** ... and skills obtained through education and experience to provide marketing and trading support to Institutions. Regular contact with internal and external customers… more
- Bank of America (New York, NY)
- …Signals into the intraday recommendations for Voice traders and feeds into the application electronic trading system. + Support the full lifecycle of the model ... Director ; Sr Quantitative Fin Analyst New York, New...curve marking methodologies for use in market making and trading . + Equip all developed solutions with the necessary… more
- BlackRock (New York, NY)
- …experience with query languages desired + Experience with order management systems, electronic trading platforms, or derivative platforms + Understanding of ... Our investment software combines risk analytics with portfolio management, trading , compliance , and operations tools on a...looking for a candidate to join us in the Director role within the team's Front Office practice. **Your… more
- S&P Global (FL)
- …of interest by monitoring and placing restrictions on personal securities holding and trading . The Policy is designed to promote compliance with global ... to transform risk management. We are seeking an **Associate Director of Generative AI Platform Engineering** to join our...align with business requirements. + Implement security measures and compliance standards of the platform and APIs to ensure… more