- Raymond James Financial, Inc. (St. Petersburg, FL)
- …of non-adherence by business units. + Leads teams to design and execute sanctions programs, monitoring groups or governance office + Fosters awareness of ... experience, to lead AML- and Financial Crimes Management (FCM), Sanctions -related projects, programs, or processes regarding designing, implementing and optimizing… more
- MUFG (New York, NY)
- …and cross-support team members and/or other verticals as assigned by Director + Support cross-functional initiatives and projects assigned by management, including ... VP/ Director -led efforts. + Support and enable GCIB to meet...team" attitude. + Partner with relevant teams to address risk/AML/ Sanctions compliance issues, while managing the progress of KYCs… more
- MUFG (New York, NY)
- …consulting activities designed to assess and evaluate the effectiveness of the Bank's governance , risk management and control processes. It reports to a Director ... Bank Secrecy Act and Anti-Money Laundering (BSA/AML), Know Your Customer, and Sanctions is required. + Exhibits effective communication (both verbal and written),… more