- SMBC (New York, NY)
- …identify and provide training and conduct monitoring of the broker dealers public side sales and trading groups with a focus on all Fixed Income activities ... of benefits to its employees. **Role Description** The Advisory Compliance team serves as a regulatory advisory function and...responsible for overseeing the management of the broker dealer's compliance risk, and is represented by the Chief … more
- Bank of America (New York, NY)
- ASO, FICC Trading / Global Mortgages- ABS Banking New...in the market to gain insight into marketing and sales trends + Supports the trading strategy to ... and interacting with deal team members + Assists with sales , trading , and hedging activities and documents...to Detail + Customer and Client Focus + Regulatory Compliance + Research Analysis + Risk Analytics + Microsoft… more
- Bank of America (New York, NY)
- …the necessary Model Risk documentation and liaise with Model Risk, Market Risk, Sales and Compliance as required. + Categorize clients, develop algorithms for ... information to create actionable applications. + Identify and implement trading signals for FICC desks based on...Risk documentation and liaising with Model Risk, Market Risk, Sales and Compliance as required; + Categorizing… more
- Bank of America (New York, NY)
- …AMRS region. These can involve working closely with all parts of Global Markets, including Sales , Trading , as well as related teams in Legal, Compliance , ... business impact and appropriate response + Work with Legal and Compliance on regulatory interpretation to ensure commercial and regulatory considerations are… more