- TEKsystems (Fort Worth, TX)
- …entry with Excel Document processing Identifying inconsistencies/inaccuracies Skills Financial Services, Operations, Series 7 , Series 63 , document ... processing Top Skills Details Financial Services, Operations, Series 7 , Series 63 Additional Skills & Qualifications Needs Series 7 & 63 or 66… more
- PNC (Pittsburgh, PA)
- …Tower at PNC Plaza. **Job Description** + Licensing requirements: Capital Markets - FINRA Series 7 & 63 . PNCI Operations - FINRA Series 99 ... **Certifications** No Required Certification(s) **Licenses** Capital Markets - FINRA Series 7 & 63 . PNCI Operations - FINRA Series 99 required.… more
- Wells Fargo (Charlotte, NC)
- …) license(s) is required for ongoing employment in this position. FINRA Series 7 and 63 (or 66) examinations, or equivalent must be completed within ... of contact management systems, such as Sales Force + FINRA registration including Series 7 ...7 (or FINRA recognized equivalents) + FINRA registration including Series 63 … more
- PNC (Pittsburgh, PA)
- …Swaps Proficiency certificate - required within 15 days of employment. FINRA SIE, Series 7 and 63 licenses - required within 120 days of employment **Job ... & Equipment Finance) - SIE, Series 79, Series 7 , and 63 within...2008 (SAFE Act) and/or the Financial Industry Regulatory Authority ( FINRA ), which prohibit the hiring of individuals with certain… more
- PNC (Chicago, IL)
- …position is a vertical within the national footprint. License requirements: FINRA SIE and Series 7 , 63 , & 79 or the ability to achieve these licenses ... & Equipment Finance) - SIE, Series 79, Series 7 , and 63 within...2008 (SAFE Act) and/or the Financial Industry Regulatory Authority ( FINRA ), which prohibit the hiring of individuals with certain… more
- Wells Fargo (St. Louis, MO)
- …education + US Only: Successfully completed Financial Industry Regulatory Authority ( FINRA ) Series 7 and 63 examinations (or FINRA recognized ... 9/10 (or FINRA recognized equivalents) **Job Expectations:** + US Only: Registration for FINRA Series 9/10 and Series 66 must be completed within a 90 or… more
- Wells Fargo (Burlington, VT)
- …experience, education + US only: Successfully completed Financial Industry Regulatory Authority ( FINRA ) Series 7 and 63 or 7 and 66 examinations ... **Desired Qualifications:** + 1+ years of leadership experience + Successfully completed FINRA Series 9/10 to qualify for immediate registration (or FINRA … more
- Wells Fargo (York, PA)
- …related field, demonstrated through work experience, training, military service, or education. + Successfully completed FINRA Series 7 , 63 and 65 (or 66) ... organization and influencing innovation in lending and banking initiatives. **Required Qualifications:** + 7 + years of experience in Business Growth Strategy or a… more
- Citigroup (O'Fallon, MO)
- …Microsoft Office (Excel, Outlook, and Word) preferred + US Registered FINRA Series 7 & 63 Required. In addition, Series 66/65 preferred. ... /or investment operations - including placing unsolicited securities trades ( Series 7 & 63 required)...customer claims and complaints are handled in accordance with FINRA and firm policy + Ensures that KYC/AML and… more
- Citigroup (O'Fallon, MO)
- …Microsoft Office (Excel, Outlook, and Word) preferred. + US Registered FINRA Series 7 & 63 Required. In addition, Series 66/65 preferred ... /or investment operations - including placing unsolicited securities trades ( Series 7 & 63 required)....customer claims and complaints are handled in accordance with FINRA and firm policy. + Ensures that KYC/AML and… more
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