- Aegon Asset Management (Cedar Rapids, IA)
- …Job Description Responsibilities: + Perform risk-based independent compliance testing for the record-keeping and fiduciary administration affiliates. + ... and staff; gather data, procedures and other documentation necessary for performing assigned compliance testing . + Propose testing scope, review internal… more
- TD Bank (New York, NY)
- …in the US Compliance Operating Framework (COF) including;** + ** Compliance -wide frameworks, guidelines and standards for testing , monitoring, risk ... compliance risk and conduct risk;** **Job Summary:** The Senior Compliance Business Oversight Analyst provides objective guidance, support and advice… more
- The County of Los Angeles (Los Angeles, CA)
- SENIOR DISASTER SERVICES ANALYST Print (https://www.governmentjobs.com/careers/lacounty/jobs/newprint/4320334) Apply SENIOR DISASTER SERVICES ANALYST Salary ... program metrics and provides guidance as needed to ensure program compliance . Requirements SELECTION REQUIREMENTS: Three (3) years of highly responsible… more
- Naval Air Systems Command (Orlando, FL)
- …4) Interpreting funding requirements, financial policy, and regulations to provide guidance on fiduciary compliance as it relates to execution and proper use of ... similar system for financial reports analysis and procurement request review, ensuring compliance with technical, business, and fiduciary requirements and fiscal… more
- NBT Bank (NY)
- …5% Provides recommendations of system enhancements that pertain to plan document and compliance testing preparation. + 5% Performs other duties as assigned. ... preferred Skills and Abilities: + Must understand key plan design, compliance and fiduciary role related topics with respect to 401(k) Plans. + Knowledgeable… more